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Arizona Revised Statutes - Title 6 Banks and Financial Institutions - Chapter 1 State Banking DepartmentIn this title, unless the context otherwise requires: 1. "Automated teller machine" means an automated device that is established by a bank, savings and loan... The department of financial institutions is established. The department has charge of the execution of the laws of this state relating to financial institutions and A. The chief officer of the department shall be the superintendent who shall be appointed by the governor pursuant to section 38-211. B. The superintendent... A. The superintendent shall appoint a deputy superintendent who shall have the power and perform the duties of the superintendent. The deputy superintendent shall hold... A. Neither the superintendent, the deputy superintendent nor any personnel of the department shall do any of the following with respect to any financial institution... A. A person engaged in the business of lending money or negotiating a loan between parties shall not make or arrange a loan in violation... A. A person who contracts to receive a payment that includes an amount for payment of a mortgage, deed of trust or any other obligation... A. A financial institution doing business in this state or any other person shall not sell or offer to sell equity securities or debt instruments... All financial institutions and enterprises shall be subject to examination and supervision by the department. A. The superintendent has the authority and responsibility for the discharge of all duties imposed by law on the department. B. The superintendent shall: 1.... In addition to the other powers, express or implied, the superintendent may: 1. Exercise all powers that are necessary for the administration and enforcement of... A. Before receiving and holding a license, permit, certificate or permission to organize a bank, savings and loan association or credit union, the superintendent may... 6-124. Investigations; compelling testimony and the production of documents; self-incrimination A. The superintendent may conduct examinations and investigations within or outside this state to determine... A. Before August 31 of each year the superintendent shall make the following annual assessments: 1. Upon banks, the annual assessment set by the superintendent.... A. The following nonrefundable fees are payable to the department with the filing of the following applications: 1. To apply for a banking permit, ten... All fees, charges, fines and assessments received by the department shall be deposited, pursuant to sections 35-146 and 35-147, in the state general fund except... A. The examination of a financial institution or enterprise may be made in coordination with any authorized federal examination or an examination by another state.... A. Except as otherwise provided by this title, the records of the department relating to financial institutions shall not be public documents nor shall they... All papers, documents, reports and other written instruments filed with the superintendent pursuant to the requirements of this title by an enterprise shall be open... No officer or employee of the department shall be liable in any civil action for damages for any act done or omitted in good faith... A. The superintendent may sue and prosecute or defend in any action or proceeding in any court of this state or any other state or... A. The superintendent may be appointed as a receiver of a financial institution or enterprise under his supervision. No bond is required of the superintendent... The superintendent may assess a civil penalty in an amount of not more than five thousand dollars against a person, including any officer, director, employee,... A. Any person who knowingly violates any provision of this title for which a different penalty is not specifically provided or knowingly violates any rule,... Any person who knowingly makes, circulates or transmits to another a false statement or rumor, written, printed or by word of mouth, which is, directly... A. There is established a department revolving fund to be administered by the superintendent under the conditions and for the purposes provided by this section.... A. A department receivership revolving fund is established to be administered by the superintendent. The fund shall consist of monies from the following sources: 1.... Any person who violates any order or injunction issued by a court of competent jurisdiction pursuant to this title shall, in addition to any other... A. If it appears to the superintendent that any person has engaged, is engaging or is about to engage in any act, practice or transaction... The superintendent or an administrative law judge shall conduct hearings, including hearings relating to orders of the superintendent granting, denying, revoking or suspending a permit,... Except as provided in section 41-1092.08, subsection H, a final decision of the superintendent is subject to judicial review pursuant to title 12, chapter 7,... In this article, unless the context otherwise requires: 1. "Acquisition of control" means any transaction whereby a person obtains, directly or indirectly, control of a... A person shall not directly or indirectly acquire control of a bank, trust company, savings bank, savings and loan association or controlling person, except with... A. This article shall not apply to the following persons or transactions of the type specified: 1. A person who controls a bank, trust company... A person shall not, directly or indirectly, make a tender offer for, request or invite a tender offer for, offer to exchange securities for or... A. An application for approval of the superintendent shall be in writing in such form as the superintendent may prescribe and shall be accompanied by... If any material change occurs in the facts set forth in the application, or if for any other reason the acquiring party desires to amend... A. With respect to the proposed acquisition of control of a bank, trust company, savings and loan association or controlling person, an application shall be... A. Notwithstanding any other provision of this article, any application for approval to acquire control of a bank, trust company, savings and loan association or... Before determining whether a person controls another person or before denying or approving an application for approval to acquire control of a bank, trust company,... Any person who is not a resident of this state, domiciled in this state or authorized to do business in this state and who files... If it appears to the superintendent that any person has committed or is about to commit a violation of any provision of this article or... A. With respect to any voting security acquired in violation of this article or any rule or order of the superintendent, a person shall not... A. The superintendent, subject to the requirements of this article, may remove or suspend from office or prohibit from participating in any of the affairs... A. If the superintendent determines from the available facts that the conduct of the respondent is likely to cause the financial institution or enterprise to... Except as provided in section 41-1092.08, subsection H, any party to a proceeding under this article may obtain judicial review of any final order pursuant... In any proceeding instituted under this article in which a director or officer is a party, and if the superintendent or court allows such party... The superintendent may apply to the superior court for the enforcement of any effective and outstanding order issued under this article, and the court has... Last modified: February 19, 2012 |
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