Court Opinions
State Laws
|
New Jersey Statutes - Title 49 Sale Of Securities
Legal Research Home >
New Jersey Lawyer > Sale of Securities > New Jersey Statutes - Title 49 Sale Of Securities
- New Jersey Statutes 49:2-1 Obligations of United States; authority to act as selling and issuing agents
Notwithstanding the provisions of any other law, all individuals, partnerships, associations and corporations organized, operating or doing business under the laws of this State are ...
- New Jersey Statutes 49:2-2 Short title
This act shall be known and may be cited as the "Public Obligation Registration Act." L.1983, c. 243, s. 1, eff. July 1, 1983. ...
- New Jersey Statutes 49:2-3 Definitions
As used in this act: a. "Book entry system" means a method of recording ownership which identifies the owner of an interest in the obligation; ...
- New Jersey Statutes 49:2-4 Form of obligation
Obligations may be issued in registered form, and all or any portion of an issue of obligations may be issued in the form of a ...
- New Jersey Statutes 49:2-5 Contracts regarding servicing of obligations
Any public issuer, pursuant to ordinance or resolution, may contract with any bank, trust company or national banking association, or other institution, depository or fiduciary, ...
- New Jersey Statutes 49:2-6 Execution of obligation; signature
Any obligation in registered form may be executed by the officer or officers of the public issuer authorized to do so with a facsimile signature ...
- New Jersey Statutes 49:2-7 Powers as supplemental; inconsistent laws
The powers granted in this act shall be supplemental and additional to any powers conferred by other laws upon public issuers and not in derogation ...
- New Jersey Statutes 49:2A-1 Short title
This act shall be known and may be cited as the "New Jersey Private Activity Bond Volume Cap Allocation Act." 1987,c.393, s.1. ...
- New Jersey Statutes 49:2A-2 Findings, determinations
The Legislature finds and determines that: a. The Internal Revenue Code of 1986, 26 U.S.C. s. 145 et seq., as amended, by the "Tax Reform ...
- New Jersey Statutes 49:2A-3 Definitions
As used in this act: a. "Bond" means a revenue obligation, security, bond, note, debenture, certificate or other evidence of indebtedness of an issuer. b. ...
- New Jersey Statutes 49:2A-4 Allocation of State volume cap
a. In order to ensure that the limited amount of available tax-exempt private activity bond financing is used in the most effective manner by issuers, ...
- New Jersey Statutes 49:2A-5 Annual report
The Governor shall submit to the Legislature, after January 1, 1988 and on or before January 20, 1988, and after January 1 and on or ...
- New Jersey Statutes 49:2B-1 Short title
1. This act shall be known and may be cited as the "Refunding Bond Act of 1985." L.1985,c.74,s.1. ...
- New Jersey Statutes 49:2B-2 Findings
2. The Legislature finds that: a. Many series of bonds of the State have been issued periodically to fulfill the various purposes for which those ...
- New Jersey Statutes 49:2B-4 Amount authorized
4. Refunding bonds of the State of New Jersey are authorized to be issued in an amount not to exceed the amount necessary to effectuate ...
- New Jersey Statutes 49:2B-5 Refunding bonds, terms
5. a. Refunding bonds shall be serial bonds or term bonds or a combination thereof and shall be known as "refunding bonds." They may be ...
- New Jersey Statutes 49:2B-6 Issuing officials
6. The Governor, State Treasurer and Comptroller of the Treasury or any two of those officials (hereinafter referred to as "the issuing officials") are authorized ...
- New Jersey Statutes 49:2B-7 Pledge
7. Refunding bonds issued in accordance with the provisions of this act shall be a direct obligation of the State of New Jersey and the ...
- New Jersey Statutes 49:2B-8 Authentication
8. Refunding bonds shall be signed in the name of the State by the Governor or by his facsimile signature, under the Great Seal of ...
- New Jersey Statutes 49:2B-9 Recitals
9.a. Refunding bonds shall recite that they are issued for the purposes set forth in section 4 of this act and that they are issued ...
- New Jersey Statutes 49:2B-10 Issues as separate series, interest payable
10. When refunding bonds are issued from time to time, the refunding bonds of each issue shall constitute a separate series to be designated by ...
- New Jersey Statutes 49:2B-11 Sale
11. Refunding bonds may be issued and sold at public or private sale at prices and terms, conditions and regulations as the issuing officials may ...
- New Jersey Statutes 49:2B-12 Temporary bonds
12. Until permanent refunding bonds can be prepared, the issuing officials may, in their discretion, issue in lieu of the permanent refunding bonds, temporary refunding ...
- New Jersey Statutes 49:2B-13 Application of proceeds
13. a. Proceeds derived from the sale of each series of refunding bonds shall be applied, together with any other moneys legally available therefor, to ...
- New Jersey Statutes 49:2B-14 Application of trust amounts
14. The moneys and the principal of and interest on government securities held in trust as provided in section 13 of this act shall be ...
- New Jersey Statutes 49:2B-15 Replacement of lost bonds or coupons
15. If any coupon refunding bonds or coupons thereunto appertaining or any registered refunding bonds become lost, mutilated or destroyed, a new refunding bond or ...
- New Jersey Statutes 49:2B-16 Application of accrued interest
16. Accrued interest received upon the sale of refunding bonds shall be applied to the discharge of a like amount of interest upon those bonds ...
- New Jersey Statutes 49:2B-17 Maturities
17. Each series of refunding bonds shall mature, including any sinking fund redemptions, at those times not later than five years following the latest scheduled ...
- New Jersey Statutes 49:2B-18 Bonds secured by amounts in trust
18.a. Any refunding bonds and any coupons appertaining thereto shall no longer be deemed to be outstanding, shall no longer constitute a direct obligation of ...
- New Jersey Statutes 49:2B-19 Appropriations
19. To provide funds to meet the interest and principal payment requirements for the refunding bonds issued under this act and outstanding, there is hereby ...
- New Jersey Statutes 49:2B-20 Insufficiency of funds
20. Should the State Treasurer, by December 31 of any year, deem it necessary, because of insufficiency of funds to be collected from the sources ...
- New Jersey Statutes 49:2B-21 Reports, legislative authority
21.a. The issuing officials named in section 6 of this act shall cause to be prepared and delivered to the Joint Appropriations Committee's Subcommittee on ...
- New Jersey Statutes 49:3-47 Title amended; "act" defined.
30. This act amending and supplementing the "Uniform Securities Law (1967)" shall be known and may be cited as the "Uniform Securities ...
- New Jersey Statutes 49:3-49 Definitions relative to Uniform Securities Law.
2. When used in this act, unless the context requires otherwise: (a) "Bureau" means the agency designated in subsection ...
- New Jersey Statutes 49:3-50 Exemptions of certain securities.
3. (a) The following securities are exempted from the provisions of sections 13 and 16 of P.L.1967, c.93 (C.49:3-60 and 49:3-63): ...
- New Jersey Statutes 49:3-51 Applicability of act.
4. (a) Sections 5, 8, subsection (a) of section 9, and sections 13 and 24 of P.L.1967, c.93 (C.49:3-52, 49:3-55, 49:3-56, 49:3-60 and ...
- New Jersey Statutes 49:3-52 Unlawful activities
It shall be unlawful for any person, in connection with the offer, sale, or purchase of any security, directly or indirectly (a) To employ any ...
- New Jersey Statutes 49:3-52.1 Prohibitions relative to securities.
5. (a) Without limiting the general applicability of section 5 of P.L.1967, c.93 (C.49:3-52), a person may not: (1) quote ...
- New Jersey Statutes 49:3-53 Prohibited practices relative to investment adviser.
6. (a) It shall be unlawful for any person who receives, directly or indirectly, any compensation from another person for advising the other ...
- New Jersey Statutes 49:3-54 False, misleading statements.
7. It is unlawful for any person to make or cause to be made, in any document filed with the bureau or ...
- New Jersey Statutes 49:3-55 Determination of validity of filed document.
8. (a) Neither (1) the fact that an application for registration of any persons or a registration statement of any security has been ...
- New Jersey Statutes 49:3-56 Registration required.
9. (a) It shall be unlawful for any person to act as a broker-dealer, agent, investment adviser or investment adviser representative in this ...
- New Jersey Statutes 49:3-57 Obtaining initial, renewal registration.
10. (a) A broker-dealer, agent, investment adviser or investment adviser representative may obtain an initial or renewal registration by filing with the bureau ...
- New Jersey Statutes 49:3-58 Denial, suspension, revocation of registration.
11. (a) The bureau chief may by order deny, suspend, or revoke any registration if he finds: (1) that the ...
- New Jersey Statutes 49:3-59 Maintenance of records, examination.
12. (a) (Deleted by amendment, P.L.1997, c.276.) (b) Every registered broker-dealer and investment adviser shall make and keep those accounts, ...
- New Jersey Statutes 49:3-60 Offer or sale of securities, lawful; conditions.
13. It is unlawful for any security to be offered or sold in this State unless: (a) The security ...
- New Jersey Statutes 49:3-60.1 Documents required to be filed.
14. (a) The bureau chief, by rule or otherwise, may require the filing of any or all of the following documents with respect ...
- New Jersey Statutes 49:3-61 Registration of security by qualification.
14. (a) Subject to the provisions of this section and section 15 of P.L.1967, c.93 (C.49:3-62) any security may be registered by qualification. ...
- New Jersey Statutes 49:3-61.1 Coordination with federal registration.
7. a. Any security for which a registration statement has been filed under the "Securities Act of 1933," in connection with the same ...
- New Jersey Statutes 49:3-61.2 Registration by notification.
8. The following securities may be registered by notification, whether or not they are also eligible for registration by coordination under ...
- New Jersey Statutes 49:3-62 Filing of registration statement, fee.
15. (a) A registration statement may be filed by the issuer, any other person on whose behalf the offering is to be made, ...
- New Jersey Statutes 49:3-63 Filing of materials distributed to prospective investors.
16. The bureau chief may by rule or order require the filing of any prospectus, pamphlet, circular, form letter, advertisement, or other ...
- New Jersey Statutes 49:3-64 Issuance of stop order.
17. (a) The bureau chief may issue a stop order denying effectiveness to, or suspending or revoking the effectiveness of, any registration statement ...
- New Jersey Statutes 49:3-65 Handling of filed documents.
18. (a) A document is filed when it is received in completed form by the bureau; (b) The bureau shall ...
- New Jersey Statutes 49:3-66 Administration of act.
19. (a) This act shall be administered by the Bureau of Securities in the Division of Consumer Affairs of the Department of Law ...
- New Jersey Statutes 49:3-66.1 Continuation of "Securities Enforcement Fund," fees, annual accounting of transactions.
15. The "Securities Enforcement Fund" in the Division of Consumer Affairs of the Department of Law and Public Safety shall continue as ...
- New Jersey Statutes 49:3-67 Rules, forms, orders from bureau chief.
20. (a) The bureau chief may from time to time make, amend and rescind such rules, forms and orders as are reasonably necessary ...
- New Jersey Statutes 49:3-68 Powers of bureau chief.
21. (a) The bureau chief in his discretion (1) may make such private investigations within or outside of this State as he deems ...
- New Jersey Statutes 49:3-68.1 Restraints ordered by bureau chief.
26. (a) In case of contumacy by, or refusal to obey a subpoena or order issued to, any person, the bureau chief may, ...
- New Jersey Statutes 49:3-69 Enforcement actions by bureau chief.
22. (a) If it appears to the bureau chief that any person has, or directly or indirectly controls another person who has engaged ...
- New Jersey Statutes 49:3-70 Violations, penalties.
23. (a) Any person who knowingly violates any provision of this act, except section 7 or 13 of P.L.1967, c.93 (C.49:3-54 or C.49:3-60), ...
- New Jersey Statutes 49:3-70.1 Violations, civil penalties.
29. Any person who violates any of the provisions of this act or who violates any rule or order under this act, ...
- New Jersey Statutes 49:3-71 Action for deceit; liability.
24. (a) Any person who (1) Offers, sells or purchases a security in violation of subsection (b) of section 8, ...
- New Jersey Statutes 49:3-72 Nonapplicability of act.
25. No provision of this act imposing any liability applies to any act done or omitted in good faith in conformity with ...
- New Jersey Statutes 49:3-73 Consent to bureau chief as attorney for service of process.
26. (a) Every broker-dealer, agent or investment adviser applicant for registration under this act and every issuer who is required to file with ...
- New Jersey Statutes 49:3-75 Construction of act.
28. This act shall be so construed as to effectuate its general purpose to make uniform the law of those states which ...
- New Jersey Statutes 49:3-76 Severability of provisions
If any provision of this law or the application thereof to any person or circumstance is held invalid, the invalidity shall not affect other provisions ...
- New Jersey Statutes 49:4-1 Security; governing instrument defined
As used in this act: a. "Security" and "securities" includes (1) bonds, debentures, notes and all other instruments and writings, however designated, evidencing an obligation ...
- New Jersey Statutes 49:4-2 Shredding in lieu of cremation or incineration
Whenever any governing instrument requires the destruction by cremation or incineration of any cancelled security, such destruction may, in lieu of such cremation or incineration, ...
- New Jersey Statutes 49:5-1 Short title
This act shall be known and may be cited as the "New Jersey Corporation Takeover Bid Disclosure Law." L.1977, c. 76, s. 1, eff. April ...
- New Jersey Statutes 49:5-2 Definitions
As used in this act, the following terms shall have the respective meanings hereinafter set forth, unless the context shall otherwise require: a. An "associate" ...
- New Jersey Statutes 49:5-3 Disclosure
a. Filing requirements. No offeror shall make a takeover bid unless at least 20 days before such takeover bid is made such offeror has filed ...
- New Jersey Statutes 49:5-4 Permission to proceed; hearings
a. The bureau chief shall permit any takeover bid referred to in subsection a of section 3 of this act unless after a public hearing ...
- New Jersey Statutes 49:5-5 Mailing shareholders; payment of expenses
To the extent permitted by applicable Federal laws, rules and regulations, all notices of public hearings held pursuant to section 4 of this act shall ...
- New Jersey Statutes 49:5-6 Time for filing
a. Copies of all advertisements, circulars, letters or other materials published by the offeror or the target company, soliciting or requesting the acceptance or rejection ...
- New Jersey Statutes 49:5-7 Investigations
a. The bureau may make such investigations within or outside of this State as it deems necessary to determine whether any person has violated or ...
- New Jersey Statutes 49:5-8 Prohibited acts
No person shall engage in any fraudulent, deceptive or manipulative acts or practices in connection with a takeover offer. Fraudulent, deceptive and manipulative acts or ...
- New Jersey Statutes 49:5-9 Takeover offer
a. An offer shall provide that any equity securities of a target company deposited or tendered pursuant to a takeover offer may be withdrawn by ...
- New Jersey Statutes 49:5-10 Voting of securities; restrictions
No security of a target company acquired pursuant to a takeover bid in contravention of the provisions of this act or of any rule, regulation ...
- New Jersey Statutes 49:5-11 Promulgation of regulations
a. This act shall be administered by the Chief of the Bureau of Securities in the Division of Consumer Affairs in the Department of Law ...
- New Jersey Statutes 49:5-12 Injunctions
a. Whenever it appears to the bureau chief that any person has engaged or is about to engage in any act or practice constituting a ...
- New Jersey Statutes 49:5-13 Criminal penalties
a. Any person who makes a takeover offer involving a target company without a disclosure statement required under section 3, may be imprisoned for a ...
- New Jersey Statutes 49:5-14 Civil penalties
14. Civil Penalties. In addition to any other sanctions herein or otherwise provided by law, the bureau chief, upon notice and hearing, may impose a ...
- New Jersey Statutes 49:5-15 Rights and remedies
a. Any offeror who purchases an equity security in connection with a takeover offer not in compliance with this act or by means of any ...
- New Jersey Statutes 49:5-16 Conflict with other laws
All laws and parts of laws of this State inconsistent with this act are hereby superseded with respect to matters covered by this act; provided, ...
- New Jersey Statutes 49:5-17 Appeals procedure; judicial review; in lieu of prerogative writ
a. Any person aggrieved by any act, determination, rules, regulation, or order or any other action of the bureau chief pursuant to this act may ...
- New Jersey Statutes 49:5-18 Severability clause
If any provision of this act, or any application of any provision, is held invalid, the invalidity shall not affect other applications of the provision, ...
- New Jersey Statutes 49:5-19 Application of Takeover Bid Disclosure Law
a. If the target company is a financial institution subject to regulation by the Commissioner of Banking, or a public utility corporation subject to regulation ...
Last modified: April 1, 2009
|
|
