Texas Government Code - Section 411.139. Access To Criminal History Record Information: State Securities Board
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Texas Laws > Government Code > Texas Government Code - Section 411.139. Access To Criminal History Record Information: State Securities Board
§ 411.139. ACCESS TO CRIMINAL HISTORY RECORD INFORMATION:
STATE SECURITIES BOARD. (a) The securities commissioner is
entitled to obtain from the department criminal history record
information maintained by the department that relates to a person
who is:
(1) an applicant for a certificate of registration
under The Securities Act (Article 581-1 et seq., Vernon's Texas
Civil Statutes);
(2) a holder of a certificate of registration under
The Securities Act (Article 581-1 et seq., Vernon's Texas Civil
Statutes);
(3) an applicant for employment by the State
Securities Board; or
(4) an employee of the State Securities Board.
(b) Criminal history record information obtained by the
securities commissioner under this section may not be released by
any person or agency except on court order, unless the information
is entered into evidence by the State Securities Board or a court at
an administrative proceeding or a civil or criminal action under
The Securities Act (Article 581-1 et seq., Vernon's Texas Civil
Statutes).
Added by Acts 2001, 77th Leg., ch. 1091, § 2.23, eff. Sept. 1,
2001. Renumbered from V.T.C.A., Government Code § 411.137 by
Acts 2003, 78th Leg., ch. 1275, § 2(57), eff. Sept. 1, 2003.
Section: 411.136 411.137 411.138 411.1385 411.1386 411.1387 411.1388 411.139 411.140 411.1401 411.1402 411.1405 411.141 411.142 411.143
Last modified: August 11, 2007
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