Texas Vernon's Texas Civil Statutes - Article 581-11. Papers Filed With Commissioner; Records Open To Inspection
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Art. 581-11. PAPERS FILED WITH COMMISSIONER; RECORDS OPEN TO
INSPECTION. All information, papers, documents, instruments and
affidavits required by this Act to be filed with the Commissioner
shall be deemed public records of this state, and shall be open to
the inspection and examination of any purchaser or prospective
purchaser of said securities or the agent or representative of such
purchaser or prospective purchaser; and the Commissioner shall
give out to any such purchaser or prospective purchaser or his agent
or representative any information required to be filed with him
under the provisions of this section, or any other part of this Act,
and shall furnish any such purchaser, prospective purchaser, or his
agent or representative requesting it, certified copies of any and
all papers, documents, instruments and affidavits filed with him
under the provisions of this section or of any part of this Act. The
Commissioner shall maintain a record, which shall be open for
public inspection, upon which shall be entered the names and
addresses of all registered dealers, registered agents, registered
investment advisers, registered investment adviser
representatives, and persons who have submitted a notice filing
under this Act, and all orders of the Commissioner denying,
suspending or revoking registration. This section does not affect
information considered confidential by Section 13-1 or 28 of this
Act or other law.
Acts 1957, 55th Leg., p. 575, ch. 269, Sec. 11.
Amended by Acts 1983, 68th Leg., p. 2688, ch. 465, Sec. 1, eff.
Sept. 1, 1983; Acts 2001, 77th Leg., ch. 1091, Sec. 2.07, eff.
Sept. 1, 2001.
Article: 581-5 581-6 581-7 581-8 581-9 581-10 581-10-1 581-11 581-12 581-12-1 581-13 581-13-1 581-14 581-15 581-17
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Last modified: August 10, 2007
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