Texas Vernon's Texas Civil Statutes - Article 581-17. Form Of Certificates To Dealers And Investment Advisers
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Art. 581-17. FORM OF CERTIFICATES TO DEALERS AND INVESTMENT
ADVISERS. The certificate shall be in such form as the
Commissioner may determine. Any changes in the personnel of a
partnership or in the principals, officers, directors or managing
agents of any dealer or investment adviser shall be immediately
certified under oath to the Commissioner and any change in the
certificate necessitated thereby may be made at any time, upon
written application setting forth the fact necessitating the
change. Upon the issue of the amended certificates, the original
certificate and the certified copies thereof outstanding shall be
promptly surrendered to the Commissioner.
Acts 1957, 55th Leg., p. 575, ch. 269, Sec. 17.
Amended by Acts 2001, 77th Leg., ch. 1091, Sec. 2.12, eff. Sept. 1,
2001.
Article: 581-11 581-12 581-12-1 581-13 581-13-1 581-14 581-15 581-17 581-18 581-19 581-20 581-21 581-22 581-23 581-23-1
Last modified: August 10, 2007
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