47-8407. Authenticating trustee, transfer agent and registrar
A person acting as authenticating trustee, transfer agent, registrar or other agent for an issuer in the registration of a transfer of its securities, in the issue of new security certificates or uncertificated securities, or in the cancellation of surrendered security certificates has the same obligation to the holder or owner of a certificated or uncertificated security with regard to the particular functions performed as the issuer has in regard to those functions.
Section: Previous 47-8307 47-8401 47-8402 47-8403 47-8404 47-8405 47-8406 47-8407 47-8501 47-8502 47-8503 47-8504 47-8505 47-8506 47-8507 NextLast modified: October 13, 2016