Ex parte FULLER et al. - Page 8




                   Appeal No. 95-0878                                                                                                                                 
                   Application 07/921,820                                                                                                                             

                   It is reasonable to infer from this illustration that the structural formula for a “polyoxazoline” and a “linear                                   

                   polyethyleneimine” are, in fact, the same and that there is no difference the chemical formulas between                                            

                   “polyoxazoline” and “linear polyethyleneimine.”  However, appellants’ original disclosure appears to                                               

                   indicate  “polyoxazoline” and “linear polyethyleneimine” are two separate and distinct polymers.  On page                                          

                   7, line 3 quoted supra, appellants refer to “polyoxazolines, linear polyethyleneimine polymers, or mixtures                                        

                   thereof” (underscoring added).   In addition, the examiner made a restriction requirement, in the first Office                                     

                   action on the merits, based on the cyclic and linear relationship which he believed made “polyoxazoline”                                           

                   and “linear polyethyleneimine” separate and distinct polymers.  Thus, the term “polyoxazolines” as used in                                         

                   appellants’ claim 1 is indeterminent since it is not clear whether the terms “polyoxazoline” and “linear                                           

                   polyethyleneimine” mean the same thing or whether they represent different polymers with different chemical                                        

                   formulas or structures.                                                                                                                            

                             The resolution of the issues raised by the 35 U.S.C. § 102 and 112 rejections made by the                                                

                   examiner depends, to a large extent, on interpreting the meaning of the term “polyoxazolines” as set forth                                         

                   in claim 1.  However, for the aforementioned reasons, the meaning of the term, and therefore the metes and                                         

                   bounds  appealed claims, cannot be ascertained.  Under these circumstances, any determination of whether                                           

                   claims 1, 4, 6-15 and 17-20 are anticipated by Fuller or JP 4-202345 can only be based upon conjecture                                             

                   and supposition.  Such is not a proper basis for making  determinations under 35 U.S.C. §§ 102 or 103.                                             

                   In re Steele, 305 F.2d 859, 862, 134 USPQ 292, 295 (CCPA 1962).  As the court in In re Wilson,                                                     

                   424 F.2d 1382, 1385, 165 USPQ, 494, 496 (CCPA 1970) stated:                                                                                        

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