Ex parte BANKS et al. - Page 5




          Appeal No. 95-4237                                                          
          Application 07/887,002                                                      


          or possibilities.  The mere fact that a certain thing may                   
          result from a given set of circumstances is not sufficient.                 
          In re Oelrich, 666 F.2d 578, 581, 212 USPQ 323, 326 (CCPA                   
          1981).  We are mindful that there is a line of cases                        
          represented by In re Swinehart, 439 F.2d 210, 213, 169 USPQ                 
          226, 229 (CCPA 1971) which indicates that where an examiner                 
          has reason to believe that a functional limitation asserted to              
          be critical for establishing novelty in the claimed subject                 
          matter may, in fact, be an inherent characteristic of the                   
          prior art, the examiner possesses the authority to require an               
          applicant to prove that the subject matter shown to be in the               
          prior art does not possess the characteristic relied on.                    
          Nevertheless, before shifting the burden to appellant, the                  
          examiner must provide some evidence or scientific reasoning to              
          establish the reasonableness of the examiner’s belief that the              
          functional limitation is an inherent characteristic of the                  
          prior art.  In the case before us, no such evidence or                      
          reasoning has been set forward with respect to Anxionnaz,                   
          Miller or Eknes.                                                            
               Anxionnaz pertains to a device for preventing the                      


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