Ex parte UMNEY et al. - Page 4





                 Appeal No. 99-0612                                                                                       Page 4                        
                 Application No. 08/772,958                                                                                                             



                          The following rejection is before us for review.                                                                              
                          Claims 1, 5 through 8 and 11 through 16  stand rejected               2                                                       

                 under 35 U.S.C. § 103 as being unpatentable over Pauli.                                                                                

                          The complete text of the examiner's rejections and                                                                            

                 response to the argument presented by the appellants appears                                                                           

                 in the answer (Paper No. 11, mailed May 18, 1998), while the                                                                           

                 complete statement of the appellants' argument can be found in                                                                         

                 the brief (Paper No. 10, filed May 5, 1998) and reply brief                                                                            

                 (Paper No. 13, filed July 20, 1998).                                                                                                   

                                                                     OPINION                                                                            

                          In reaching our decision in this appeal, we have given                                                                        

                 careful consideration to the appellants' specification and                                                                             

                 claims, to the applied prior art reference, and to the                                                                                 

                 respective positions articulated by the appellants and the                                                                             



                          2Claims 1 through 3, 6, 8, 9, 12 and 14 were rejected under 35 U.S.C. § 102(b) as being                                       
                 anticipated by Pauli and claims 4, 5, 7, 10, 13, 15, 16 and 17 were rejected under 35 U.S.C. § 103 as                                  
                 being unpatentable over Pauli in the final rejection (Paper No. 6).  Claim 11 was not included in the                                  
                 statement of the rejections in the final rejection, but was indicated as being rejected in the Office                                  
                 action summary sheet accompanying the final rejection.  In an amendment after final rejection filed                                    
                 February 10, 1998, claims 2 through 4, 9, 10 and 17 were canceled and independent claims 1, 8 and 14                                   
                 were amended to include the limitations of claims 2 through 4, 9 and 10 and 17, respectively.  In the                                  
                 advisory action mailed February 23, 1998, the examiner indicated that the amendment would be entered and                               
                 indicated that claims 1, 5 through 8 and 11 through 16, the only pending claims, stand rejected.  On                                   
                 page 2 of the brief, in the Status of Claims section, the appellants state that "[c]laims 1, 5-8 and 11-                               
                 16 are pending and stand rejected" and this statement is acknowledged as being correct on page 2 of the                                
                 answer.  Accordingly, based on the record as a whole, we interpret the examiner's statement of the                                     
                 rejection on page 3 of the answer as including claims 1, 5 through 8 and 11 through 16.  The appellants                                
                 are apparently not prejudiced by this interpretation since it is clear from the brief that the                                         
                 appellants also understood claims 1, 5 through 8 and 11 through 16 to be rejected under 35 U.S.C. § 103                                
                 as being unpatentable over Pauli (brief, page 6).                                                                                      








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