Ex parte BANDA et al. - Page 14




          Appeal No. 1997-1208                                                        
          Application 08/077,219                                                      


          rejection of independent claims 1, 6, 11, and 16, nor of                    
          claims 2, 4, 5, 7, 9, 10, 12, 14, 15, 17, 19, and 20 dependent              
          thereon.                                                                    
               As a final commentary, we take note of the Examiner’s                  
          citation of the U.S. patents to Stein and Serlet.  The                      
          Examiner’s motivation for the citation of these references for              
          the first time in the Answer is not completely clear from the               
          record.  In any case, these references form no basis for any                
          rejection in this case and we decline to review their merits                
          with respect to the issue of patentability of the claims on                 
          appeal.  If the Examiner was of the opinion that these                      
          references had sufficient bearing on the issues on appeal, the              
          Examiner was under a duty to properly formulate a rejection                 
          incorporating these references.  The Examiner should be aware               
          of the implications of discussing the relevance of prior art                
          not relied upon to reject a claim.  In accordance with the                  
          principles articulated in In re Portola Packaging Inc., 110                 
          F.3d 786, 42 USPQ2d 1295, 1299 (Fed. Cir. 1997), the PTO will               
          not order or conduct a reexamination in any application in                  
          which the relevance of prior art not relied upon                            


                                          14                                          





Page:  Previous  2  3  4  5  6  7  8  9  10  11  12  13  14  15  16  Next 

Last modified: November 3, 2007