Ex Parte ANDREWS et al - Page 5




               Appeal No. 1997-3255                                                                                                 
               Application 08/199,455                                                                                               


               rejection to be in error, and have not argued any dependent claims separately, we sustain the                        
               Section 102 rejection of Claims 1-10 over Isaacs.  See 37 CFR § 1.192(c)(7).                                         
                       We add the following two observations to ensure clarity regarding the constitution of the                    
               record upon which we base our decision.  First, appellants filed a proposed amendment to Claim                       
               1 on November 4, 1996 (Paper No. 21), along with the instant Reply Brief; the amendment                              
               which has not been entered.  The proposed amendment -- to change Claim 1 such that “said front                       
               portion having a non-circularly symmetric lateral cross-section taken in a plane transverse to the                   
               axis of the frustoconical diaphragm” -- is more commensurate in scope with the arguments made.                       
               Appellants were notified by the examiner that neither the Reply Brief nor the proposed                               
               amendment had been entered.  Appellants petitioned for entry of the Reply Brief, and the Reply                       
               Brief was subsequently entered into the record for consideration on appeal.  However, the                            
               proposed amendment has not been entered.  Claim 1 before us contains the language concerning                         
               the “lateral cross-section” as submitted with the appendix of claims in the Brief and reproduced                     
               in the “Background” section supra.                                                                                   
                       Second, on page 3 of the Reply Brief, appellants refer to material submitted with the                        
               “amendment of April 26, 1995,” namely “informal drawings...identified as Figs. 6 and 7,                              
               showing lateral cross sections of member 21 taken perpendicular to axis 31.  The Examiner                            
               refused consideration of such drawings.”  Actually, the examiner’s response, according to the                        




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