Ex parte CHIU et al. - Page 6




               Appeal No. 1997-3303                                                                          Page 6                    
               Application No. 08/171,126                                                                                              


               of a waveguide cladding.  The examiner takes the position (answer, page 7) that claim 12 does not                       

               recite cladding material, and that “formation of a grating by periodically modulating the index of                      

               refraction of a cladding material” is not found in any of the claims.                                                   

                       As pointed out by our reviewing court, "[T]he name of the game is the claim."  In re Hiniker                    

               Co., 150 F.3d 1362, 1369, 47 USPQ2d 1523, 1529 (Fed. Cir. 1998).  Claims will be given their                            

               broadest reasonable interpretation consistent with the specification, and limitations appearing in the                  

               specification are not to be read into the claims.  In re Etter, 756 F.2d 852, 858, 225 USPQ 1, 5                        

               (Fed. Cir. 1985).                                                                                                       

                       We are in agreement with the examiner that appellants do not claim “formation of a grating by                   

               periodically modulating the index of refraction of a cladding material.”  Claim 12 is drawn to a method                 

               for the fabrication of a laser structure including wavelength selective electro-optic grating.  The claim  is           

               not drawn to the operation of the fabricated device.  While we are cognizant that in operation, the index               

               of refraction of a cladding material or the waveguide itself  is modulated to alter the wavelength of the               

               generated light in the feedback region, these limitations do not appear in the claims pending before us                 

               on appeal.  Appellants further assert that absent from Sakata is a teaching of periodicity being                        

               established by means of conducting media strip lines through which current is passed or an electric field               

               established between the lines.  We note that this limitation regarding media strip lines is not found in                

               claim 12, nor in any of appellants’ claims.                                                                             









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