Ex parte KATO et al. - Page 6




          Appeal No. 1997-3478                                                        
          Application 08/397,648                                                      


          cert. denied, 488 U.S. 825 (1988); Ashland Oil, Inc. v. Delta               
          Resins & Refractories, Inc., 776 F.2d 281, 293, 227 USPQ 657,               
          664 (Fed. Cir. 1985), cert. denied, 475 U.S. 1017 (1986); ACS               
          Hospital Systems, Inc. v. Montefiore Hospital, 732 F.2d 1572,               
          1577, 221 USPQ 929, 933 (Fed. Cir. 1984).  These showings by                
          the examiner are an essential part of complying with the                    
          burden of presenting a prima facie case of obviousness.  Note               
          In re Oetiker, 977 F.2d 1443, 1445, 24 USPQ2d 1443, 1444 (Fed.              
          Cir. 1992).                                                                 
               As a general proposition in an appeal involving a                                                                     
          rejection under 35 U.S.C. § 103, an examiner is under a burden              
          to make out a prima facie case of obviousness.  If that burden              
          is met, the burden of going forward then shifts to appellants               
          to overcome the prima facie case with argument and/or                       
          evidence.  Obviousness is then determined on the basis of the               
          evidence as a whole and the relative persuasiveness of the                  
          arguments.  See In re Oetiker, 977 F.2d 1443, 1445, 24 USPQ2d               
          1443, 1444 (Fed. Cir. 1992); In re Hedges, 783 F.2d 1038,                   
          1039, 228 USPQ 685, 686 (Fed. Cir. 1986); In re Piasecki, 745               
          F.2d 1468, 1472, 223 USPQ 785, 788 (Fed. Cir. 1984); and In re              
          Rinehart, 531 F.2d 1048, 1052, 189 USPQ 143, 147 (CCPA 1976).               
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