Ex Parte WINDLE - Page 9




              Appeal No. 1997-4145                                                                                        
              Application No. 08/361,328                                                                                  


                     Here, the specification fails to provide direction or working examples for                           
              controlling and/or varying the amount of stretching of a DNA molecule within defined                        
              limits, e.g., "between about 0.40 :m and 0.45 :m" as required by claim 37.  According                       
              to the specification "a fluid should be added to create a suspension in order to                            
              affectively stretch out the DNA" and these fluids, including mixtures of organic solvents                   
              and aqueous media, "would be expected to have the effect of altering the rate and                           
              amount of extension" (p. 10, last para.).  However, the specification provides no further                   
              guidance as to how to tailor a specific fluid to obtain a specific amount of DNA                            
              extension in a reasonable and predictable manner.  The specification also notes that                        
              "[d]ifferences in surface material and surface tension of the DNA solution may affect the                   
              rate of streaming and the ultimate extension of the DNA molecule" (p. 11, ll. 11-13) but                    
              gives little, if any, further guidance as to the relationship between different support                     
              surfaces, different chemical coatings or other modifications of the support surface or                      
              surface tension vis-a-vis the stretching of the DNA molecule within controlled limits                       
              without breakage.  Moreover, the specification states, on the one hand, that "[t]he                         
              gravitational streaming method involves tilting the supporting surface at an angle which                    
              will efficiently extend the DNA" (p. 11, ll. 6-8) and, on the other hand, that "[t]he effect of             
              the angle [of tilt] on the DNA stretching process had an insignificant effect on maps <40                   
              kb" (p. 23, ll. 19-20).  Finally, the prior art, i.e., Matsumoto, indicate that fluid selection,            
              sample volume, and shear stress significantly affected morphology of DNA                                    

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