Ex parte MAHON - Page 11




               Appeal No. 1998-0180                                                                                                 
               Application No. 08/471,309                                                                                           

               shown in Figure 7 of the reference.  However, since the examiner’s statement of rejection was                        

               ambiguous, we will assume that the thrust of such a rejection was not understood by appellant.                       

                       Upon our review of the evidence of record we are unconvinced that a prima facie case of                      

               obviousness of Claim 1 has been established.  There is insufficient factual basis to show that the artisan           

               would have been motivated to design the relevant dispersions to be substantially the same.  The                      

               examiner appears to rely on an “admission” in appellant’s specification (within the Brief Summary of                 

               Invention).  (See Final Rejection, page 6.)  Appellant’s description of his invention in his specification is        

               not prior art, and cannot serve as any sort of evidence upon which a prima facie case of obviousness                 

               may be based.                                                                                                        

                       That “dispersion is a recognized phenomenon” (id. at 5) does not end the obviousness enquiry.                

               “That the claimed invention may employ known principles does not in itself establish that the invention              

               would have been obvious.  Most inventions do.”  Lindemann Maschinenfabrick GMBH v. American                          

               Hoist & Derrick Co., 730 F.2d 1452, 1462, 221 USPQ 481, 489 (Fed. Cir. 1984).                                        

                       In summary, although we agree with the examiner that Liu discloses a first and a second coaxial              

               waveguide, the rejections over the reference are deficient in that: (1) there is insufficient evidence of            

               record to show that the dispersion of the TE  mode in waveguide 54 is, of necessity, approximately the               
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               same as the dispersion of the TE  mode in waveguide 56 (with respect to anticipation); and (2) there is              
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               insufficient evidence of record that the artisan would have been motivated to design the waveguides                  



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