Ex parte MORITA - Page 9




         Appeal No. 1998-0812                                      Page 9          
         Application No. 08/378,954                                                


         369, 370-71 (Fed. Cir. 1984), cert. denied, 469 U.S. 1209 (1985).         
         Nevertheless, "deliberate withdrawal or amendment . . . cannot be         
         said to involve the inadvertence or mistake contemplated by 35 U.S.C.     
         Section 251."   Haliczer v. United States,  356 F.2d 541, 545, 148        
         USPQ 565, 569 (Ct. Cl. 1966).  The recapture rule, therefore,             
         prevents a patentee from regaining through reissue the subject matter     
         that he surrendered in an effort to obtain allowance of the original      
         claims. See Mentor Corp. v. Coloplast, Inc., 998 F.2d 992, 995, 27        
         USPQ2d 1521, 1524 (Fed. Cir. 1993).  Under this rule, claims that are     
         "broader than the original patent claims in a manner directly             
         pertinent to the subject matter surrendered during  prosecution" are      
         impermissible.  Id. at 996, 27 USPQ2d at 1525.  In addition, to           
         determine whether an applicant surrendered particular subject matter,     
         one must look to the prosecution history for arguments and changes to     
         the claims made in an effort to overcome a prior art rejection.  See      
         Mentor, 998 F.2d at 995-96, 27 USPQ2d at 1524-25; Ball Corp. v.           
         United States, 729 F.2d 1429, 1436, 221 USPQ 289, 294-95 (Fed. Cir.       
         1984).3                                                                   


              3 For further information on "recapture," we direct the              
         examiner's attention to MPEP § 1412.02 (Seventh Edition, Rev.             
         1, Feb. 2000).                                                            







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