Ex parte KAZMAIER et al. - Page 6




                 Appeal No. 1998-3264                                                                                                                   
                 Application No. 08/345,371                                                                                                             

                 as required by each of the independent claims on appeal.  In                                                                           
                 the absence of such a teaching or suggestion, it is apparent                                                                           
                 that the Georges reference is evidentially inadequate to                                                                               
                 establish a prima facie case of anticipation as well as                                                                                
                 obviousness.2                                                                                                                          
                          The decision of the examiner is reversed.                                                                                     
                                                                    REVERSED                                                                            



                 Bradley R. Garris               )                                                                                                      
                          Administrative Patent Judge     )                                                                                             
                                   )                                                                                                                    
                                                                                         )                                                              
                                                                                         )                                                              
                                            Terry J. Owens                  ) BOARD OF                                                                  
                 PATENT                                                                                                                                 
                                            Administrative Patent Judge     )   APPEALS AND                                                             
                                                                                         )  INTERFERENCES                                               

                          2In the supplemental examiner’s answer mailed April 25,                                                                       
                 1997 (Paper No. 14), the examiner has referred to prior art                                                                            
                 other than the Georges reference in an apparent attempt to                                                                             
                 further support his anticipation and obviousness conclusions.                                                                          
                 Without question, this attempt by the examiner was wholly                                                                              
                 inappropriate.  Where a reference is relied on to support a                                                                            
                 rejection, whether or not in a minor capacity, that reference                                                                          
                 should be positively included in the statement of the                                                                                  
                 rejection.  In re Hoch, 428 F.2d 1341, 1342 n.3, 166 USPQ 406,                                                                         
                 407 n.3 (CCPA 1970).  In our assessment of the examiner’s                                                                              
                 section 102 and section 103 rejections, we have not considered                                                                         
                 the prior art referred to in the aforementioned supplemental                                                                           
                 examiner’s answer because it has not been positively included                                                                          
                 in the examiner’s statement of these rejections.                                                                                       
                                                                           6                                                                            





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