Ex parte KARIM-PANAHI et al. - Page 4




                   Appeal No. 1999-1050                                                                                               Page 4                        
                   Application No. 08/440,458                                                                                                                       


                            from materials based on the building structure and any anticipated seismic                                                              
                            event in order to protect a building structure (Answer, pages 3-4).                                                                     
                   The appellants dispute this conclusion on the basis that the examiner has not provided any                                                       
                   factual evidence in support thereof.                                                                                                             
                            We find ourselves in agreement with the appellants.  Rejections under 35 U.S.C. §                                                       
                   103 must rest on a factual basis, and in making such a rejection, the examiner has the                                                           
                   initial duty of supplying the requisite factual basis and may not, because of doubts that the                                                    
                   invention is patentable, resort to speculation, unfounded assumptions or hindsight                                                               
                                                                                                   1                                                                
                   reconstruction to supply deficiencies in the factual basis.   In the present case, the                                                           
                   examiner has not provided any evidence that it was "known in the art" to engineer an                                                             
                   elastomer for use in a seismic damping system on the basis of the factors recited in the                                                         
                   claim.  On this basis, the rejection is fatally defective.                                                                                       
                            Another deficiency also exists in the rejection of claim 1.  It is in regard to the final                                               
                   step, which is                                                                                                                                   
                            providing for dissipation of heat generated in said elastomer during the                                                                
                            seismic event sufficiently to prevent degradation of the damping properties                                                             
                            of the elastomer (emphasis added).                                                                                                      
                   It apparently is the examiner's position that this feature is taught by Buckle, but we agree                                                     
                   with the appellants that it is not.  In the Buckle system, energy, mostly in the form of heat, is                                                


                            1In re Warner, 379 F.2d 1011, 1017, 154 USPQ 173, 178 (CCPA 1967), cert                                                                 
                   denied, 389 U.S. 1057 (1968).                                                                                                                    







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