Ex parte WEGMANN et al. - Page 2




              Appeal No. 1999-2294                                                                                        
              Application No. 08/807,430                                                                                  


                                                    BACKGROUND                                                            

                     Appellants’ invention relates to a speech recognition system using nonparametric                     
              speech models.  An understanding of the invention can be derived from a reading of                          
              exemplary claim 19, which is reproduced below.                                                              
                     19. A speech recognition system comprising:                                                          
                     an input device configured to receive a speech sample to be recognized;                              
                     a stored nonparametric vocabulary representing utterances from one or more                           
              human speakers, the vocabulary including discrete training observations, each of which                      
              represents a single utterance by a single speaker; and                                                      
                     a processor coupled to the input device and to the nonparametric vocabulary and                      
              configured to evaluate the speech sample against the nonparametric vocabulary.                              
                     The prior art references of record relied upon by the examiner in rejecting the                      
              appealed claims are:                                                                                        
              Rabiner et al., A TWO-PASS PATTERN-RECOGNITION APPROACH TO ISOLATED                                         
              WORD RECOGNITION, The Bell System Technical Journal (Journal), May-June 1981, Vol.                          
              60, No. 5, pp. 739-766.                                                                                     
              Scott, David W., MULTIVARIATE DENSITY ESTIMATION THEORY, PRACTICE, AND                                      
              VISUALIZATION, (John Wiley & Sons, Inc. 1992), pp. 19, 154-157.1                                            





                     1We note that the examiner indicated in the references relied upon section of the answer that the    
              Scott reference was the Proceedings of the 6th Annual Conf. and Expo: Computer Graphics, Vol. III, pp.      
              715-718, but the rejection cites to various pages and sections only found in the Scott book above.          
              Therefore, we understand the rejection to be based on the book rather than the article.  Appellants         
              concurred in this understanding at the hearing.                                                             
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