WALLACH et al. V. SMITH - Page 6


               Interference No. 103,854                                                                                              


              the aggregates of the cell surface TNF-Rs.”  Id.  In addition, Wallach points to Peppel which                          
              is said to disclose that TBP dimers have greater TNF inhibitory activity than TBP monomers.                            
              Peppel is further said to “theorize” that the TBP dimer blocks two of the three potential                              
              receptor binding sites of the TNF trimer.  Id.                                                                         
                     Wallach concludes that                                                                                          
                             Knowing these results of Peppel, and in light of the disclosure of Wallach, those                       
                     of ordinary skill in the art would expect that a TBP trimer is significantly superior to a                      
                     TBP dimer as it is able to block all three monomers of the TNF trimer, which is known                           
                     to be the active form of TNF.  Thus, just as Peppel proved that a TBP dimer has                                 
                     superior properties to TBP monomers, so one would believe from reading Peppel, in                               
                     view of his reference to the binding by the TBP dimer to two of the three binding                               
                     domains of TNF, that one would achieve even better TNF inhibitory activity by                                   
                     providing a TBP trimer which combines to all three binding sites of TNF. ... Thus, even                         
                     if the genus of Wallach claim 1 and Smith claim 39 were available as prior art, the                             
                     trimer of Wallach claim 3 would be patentable thereover in view of these unexpected                             
                     properties [emphases added].  Brief, pp. 17-18.                                                                 

                     We find these arguments unconvincing.                                                                           
                     In our view, Wallach is relying on the Peppel publication as a substitute for expert                            
              testimony.  That is, Wallach alleges that Peppel discloses a specific “fact” (i.e., that TBP                           
              dimers have greater TNF inhibitory activity than monomers) and based on this “fact,” one of                            
              ordinary skill in the art would have expected a TBP trimer to have “significantly superior”                            
              activity compared to the TBP dimer.  However, Wallach has not provided any objective                                   
              evidence, such as expert testimony, to explain (i) the contents of the Peppel publication, and                         
              (ii) what one of ordinary skill in the art would have expected with respect to the TNF inhibitory                      
              activity of a TBP trimer based on the contents of the Peppel publication.  Nor has Wallach                             
              provided any evidence of a difference between the TNF inhibitory activity of TBP trimers and                           
              TBP dimers, TBP tetramers, or any other multimer encompassed by Smith claim 39 and                                     
              Wallach claim 1, corresponding to the count.  Rather, on this record, all we have are                                  


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