Ex parte KAY et al. - Page 4


             Appeal No. 2001-0980                                                                             
             Application 08/953,146                                                                           

             perpetuated when appellants amended claim 1 in response to the first Office action by            
             adding the molecular weight requirement of claim 5.  Neither the Final Rejection nor the         
             Examiner’s Answer come to grip with this aspect of the claimed invention.  This is               
             important since the composition of Singleton contains a polyethylene glycol having a             
             number average molecular weight of 200 to 300.  As explained at column 3 lines 13-21             
             of Singleton, polyethylene glycol 400 and polyethylene glycol 600 do not provide a               
             stable mouth rinse at temperatures approaching 0o C.  The examiner has not explained             
             why one of ordinary skill in the art would have found it obvious to use polyethylene             
             glycol having a molecular weight of about 400 to 600 in the composition of Singleton as          
             required by the claims on appeal.  Obviousness under 35 U.S.C. § 103(a) must be                  
             based upon the subject matter of a claim as a whole.  Where as here the examiner’s               
             consideration of obviousness under this section of the statute is not based upon the             
             subject matter as a whole, that determination is legally flawed and must be reversed.            
                   There is a second substantive reason why the examiner’s rejection must be                  
             reversed.  At page 2 of the first Office action the examiner states that Sumitomo                
             teaches utilization of both methylparaben and phenylcarbinol (benzyl alcohol) in                 
             pharmaceutical compositions.  As we understand the examiner’s position it is the                 
             Sumitomo reference which is relied upon to establish the obviousness of using                    
             methylparaben and phenylcarbinol together as a preservative agent in a pharmaceutical            
             composition.  Again, we are hampered in our analysis of the examiner’s position due to           
             the manner in which it is presented.  If this is the examiner’s position it is without factual   
             support on this record.                                                                          



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