Ex parte THORNE et al. - Page 7




              Appeal No. 1997-2080                                                                                         
              Application No. 08/159,939                                                                                   

              21-24, 30-32 and 35 require production and recovery of pullulan of a specific minimum                        
              molecular weight; and claims 7, 23, 33, 34, 36 and 37 impose a pH limitation upon the                        
              fermentation conditions.  In summary, each of the claims requires one or more of the                         
              following: enrichment of A. pullulans cultures for yeast-like cells, followed by selection of a              
              non-pigmented strain; specific strains of A. pullulans; heat treatment of harvested pullulan                 
              to inactivate enzymes; production and recovery of pullulan of defined molecular weight; and                  
              particular pH conditions.                                                                                    
              Rejection I                                                                                                  
                     According to the examiner, “[Shumin Na] disclose[s] culturing strain[s] of                            
              Aureobasidium pullulans which were milky white” and “also teach[es] that non-pigmented                       
              strain A22 had yeast characteristics and resulted in high pullulan yield” and “unpigmented                   
              extracellular polysaccharide can be obtained from it.”  Further according to the examiner,                   
              [Kelly] disclose[s] a process of enriching for organism[s] that grow as fungal yeast-like cells              
              by treating Aureobasidium pullulans with ethidium bromide [] and subjecting pullulan to                      
              heat treatment.”  Examiner’s Answer, page 3.                                                                 
                     The examiner concludes that the invention of claims 21, 22, 24, 29-32 and 35 is                       
              unpatentable over Shumin Na and Kelly because “a person having ordinary skill in the art . .                 
              . would have been motivated to enrich [Shumin Na’s] yeast-like cells of strain A22 . . . and                 
              to select yeast-like cells which exhibit reduced pigmentation in order to produce non-                       
              pigmented pullulans.”                                                                                        

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