Ex parte JANOFF et al. - Page 6




              Appeal No. 98-2247                                                                       6               
              Application No. 08/108,822                                                                               

              other ground, of presenting a prima facie case of unpatentability,” whether on the                       

              grounds of anticipation or obviousness.  In re Oetiker, 977 F.2d 1443, 1445, 24                          

              USPQ2d 1443, 1444 (Fed. Cir. 1992).  On the record before us, the examiner relies                        

              upon four separate rejections to establish a prima facie case of obviousness.  Each of the               

              four rejections however, are directed to a single premise.  It is the position of the                    

              examiner that, “it would have been obvious at the time the applicants’ invention was                     

              made to use one of the stated salts shown to be old by Klein (abstract; Ex’s 1 - 4) in lieu              

              of, or in addition to, the phospholipids in the methods of Ostro to produce steroidal                    

              liposomes.”  See Answer, pages 5 and 6.  We disagree.                                                    

                     The examiner has relied upon Ostro as the primary reference in each of the                        

              rejections under Section 103.  Ostro discloses a plurality of methods for the preparation                
                           2                                                                                           
              of liposomes.   See pages 33 to 39.  The methods include preparing the liposomes either                  

              in the presence of organic solvent or in the absence of organic solvent.  We find that the               

              preparation of small unilamellar vesicles occurs in the absence of organic solvent.  See                 

              page 33.  Similarly, we find that multilamellar vesicles are prepared in the absence of                  

              organic solvent.  See page 36 and 37.  Alternately organic solvent may be present during                 

              the formation of vesicles.  See pages 38 and 39.                                                         

              Ostro however, is silent as to which lipids may be used to form liposome vesicles.                       

                     2 A liposome is defined as an artificial vesicle composed of one or more concentric phospholipid  
              bilayers. See Webster's Ninth New Collegiate Dictionary, page 696, Merriam-Webster Inc. Springfield, MA  
              1986.                                                                                                    





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