Ex parte LU et al. - Page 4




              Appeal No. 1998-2956                                                                                        
              Application No. 08/709,964                                                                                  


              In rejecting claims under 35 U.S.C. § 103, the examiner bears the initial burden of                         
              presenting a prima facie case of obviousness.  See In re Rijckaert, 9 F.3d 1531, 1532,                      

              28 USPQ2d 1955, 1956 (Fed. Cir. 1993).  A prima facie case of obviousness is                                

              established by presenting evidence that the reference teachings would appear to be                          
              sufficient for one of ordinary skill in the relevant art having the references before him to                
              make the proposed combination or other modification.  See In re Lintner, 458 F.2d 1013,                     

              1016, 173 USPQ 560, 562 (CCPA 1972).  Furthermore, the conclusion that the claimed                          
              subject matter is prima facie obvious must be supported by evidence, as shown by some                       

              objective teaching in the prior art or by knowledge generally available to one of ordinary                  
              skill in the art that would have led that individual to combine the relevant teachings of the               
              references to arrive at the claimed invention.  See In re Fine, 837 F.2d 1071, 1074, 5                      

              USPQ2d 1596, 1598 (Fed. Cir. 1988).  Rejections based on                                                    
              § 103 must rest on a factual basis with these facts being interpreted without hindsight                     
              reconstruction of the invention from the prior art.  The examiner may not, because of doubt                 
              that the invention is patentable, resort to speculation, unfounded assumption or hindsight                  
              reconstruction to supply deficiencies in the factual basis for the rejection.  See In re                    

              Warner, 379 F.2d 1011, 1017, 154 USPQ 173, 178 (CCPA 1967), cert. denied, 389                               

              U.S. 1057 (1968).  Our reviewing court has repeatedly cautioned against employing                           
              hindsight by using the appellants’ disclosure as a blueprint to reconstruct the claimed                     

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