Ex parte CARLETON et al. - Page 9




             Appeal No. 1998-2983                                                                                  
             Application No. 08/481,230                                                                            


             Area 114 contains controls associated with the window which directs the action of the                 
             application.                                                                                          
                    With respect to the associated controls in the second window, the language of                  
             claim 1 does not require that any associated control be present nor that the control be               
             within the window.  We note that any independent window would have some control                       
             associated therewith to allow the window to be closed and/or resized, if available.                   
                    Here, from the teaching of Maruo, the window areas are set in size, due to the                 
             structured configuration of the display area.  But, if the windows were to include                    
             independent configurability, then there would have been a required function to control the            
             size along with the ability to close each window.  Here, we disagree with appellants that the         
             language of claim 1 requires associated control with each of the two windows and further              
             that the language of claim 1 does not require that the “size and location of the [second]             
             window . . . be changed.”  (See brief at page 13.)                                                    
                    Here, we note that appellants are relying on material within the specification for             
             patentability.  We disagree with appellants’ use of a definition to incorporate additional            
             substantive limitations as to the functionality of the claimed invention as to the requirement        
             of associated controls and the ability to resize the window.  Furthermore, this is especially         
             problematic when one window within the claim explicitly recites the presence of a control             
             region within the window and one window is silent as to a control region or any control               


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