Ex Parte SIMS et al - Page 6


                 Appeal No.  1999-1430                                                                                
                 Application No.  08/441,893                                                                          
                        Appellants further argue (Brief, page 10) that “the [e]xaminer [has not]                      
                 backed up his own assertions with acceptable evidence and reasoning that                             
                 refutes [a]ppellants showing that methods for preparing variant DNA and                              
                 polypeptides and methods for testing the variant molecules are within the                            
                 ordinary skill of those in this art.”  We agree.  It is the examiner who bears the                   
                 initial burden of providing reasons why a supporting disclosure does not enable a                    
                 claim.  In re Marzocchi, 439 F.2d 220, 223, 169 USPQ 367, 369 (CCPA 1971).                           
                 In this case, the rejection under 35 U.S.C. §112, first paragraph, is more of a                      
                 series of conclusions by the examiner than a fact-based, reasoned explanation                        
                 as to why a person skilled in the art would not be able to make and use the                          
                 claimed invention throughout its scope without undue experimentation.                                
                        Here, the examiner did not perform the fact-finding needed in order to                        
                 reach a proper conclusion that it would require undue experimentation, to                            
                 practice the full scope of appellants’ claimed invention.  The enablement                            
                 requirement of 35 U.S.C. or § 112, first paragraph, requires that the patent                         
                 specification enable “those skilled in the art to make and use the full scope of the                 
                 claimed invention without ‘undue experimentation.’”  Genentech, Inc. v. Novo                         
                 Nordisk. A/S, 108 F.3d 1361, 1365, 42 USPQ2d 1001, 1004 (Fed. Cir.                                   
                 1997)(quoting In re Wright, 999 F.2d 1557, 1561, 27 USPQ2d 1510, 1513                                
                 (Fed. Cir. 1993)).  Whether making or using the invention would have required                        
                 undue  experimentation, and thus whether the disclosure is enabling, is a legal                      
                 conclusion based on several underlying factual inquiries.  See In re Wands,                          
                 858 F.2d 731, 735, 736-37, 8 USPQ2d 1400, 1402, 1404 (Fed. Cir. 1988).  As                           


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