Ex Parte SACHS - Page 5


                   Appeal No. 2001-0870                                                                  Page 5                       
                   Application No. 08/422,381                                                                                         

                   they do teach, nor do they provide a reasonable expectation of success.  Appeal                                    
                   Brief, pages 12-14.                                                                                                
                           “In rejecting claims under 35 U.S.C. § 103, the examiner bears the initial                                 
                   burden of presenting a prima facie case of obviousness.  Only if that burden is                                    
                   met, does the burden of coming forward with evidence or argument shift to the                                      
                   applicant.”  In re Rijckaert, 9 F.3d 1531, 1532, 28 USPQ2d 1955, 1956 (Fed. Cir.                                   
                   1993).  The test of obviousness is “whether the teachings of the prior art, taken                                  
                   as a whole, would have made obvious the claimed invention.”  In re Gorman, 933                                     
                   F.2d 982, 986, 18 USPQ2d 1885, 1888 (Fed. Cir. 1991).                                                              
                           In this case, we agree with Appellant that the examiner has not                                            
                   established a prima facie case of obviousness.  The references cited by the                                        
                   examiner disclose that nicotine patches were known in the art (Chan), and that                                     
                   the effective dose of a therapeutic drug would depend on a number of factors,                                      
                   including “disease state,” “sex,” and “age” (DiPiro, page 16), as well as “body                                    
                   size and composition” and “physiological variables” generally (Goodman &                                           
                   Gilman, page 43).  However, none of the references discuss factors to consider                                     
                   in optimizing the dosage of nicotine specifically.  In fact, none of the references                                
                   even recognize a need to optimize nicotine dosages, let alone suggest using the                                    
                   factors recited in the claims to do so.  The claimed method requires considering                                   
                   specific factors, which vary depending on the sex of the patient, in order to                                      
                   calculate an individualized dosage.  The examiner has pointed to nothing in the                                    
                   references that would have led those of skill in the art to consider specifically the                              







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