Ex Parte BODMER et al - Page 10


                 Appeal No. 2001-1044                                                        Page 10                    
                 Application No. 08/881,216                                                                             

                        This argument is also unpersuasive.  The specification’s Examples 3 and                         
                 7 provide no evidence that the claimed compositions have any unexpected                                
                 properties compared to the closest prior art (i.e., free terbinafine).  Example 3                      
                 discloses the results of administering an intravenous pharmaceutical composition                       
                 of liposome-encapsulated terbinafine to treat systemic candidiasis, and                                
                 concludes that “[s]urprisingly, 10 out of 20 animals survived to day 21.”  These                       
                 data do not overcome the rejection of record for two reasons.  First, the                              
                 experiment provides no comparison of the liposome-encapsulated terbinafine                             
                 with any other antifungal agent to support the conclusion that the observed                            
                 results were surprising.  “[I]t is well settled that unexpected results must be                        
                 established by factual evidence.  ‘Mere argument or conclusory statements in the                       
                 specification does not suffice.’”  In re Geisler, 116 F.3d 1465, 1470, 43 USPQ2d                       
                 1362, 1365 (Fed. Cir. 1997).  See also In re Baxter-Travenol Labs., 952 F.2d                           
                 388, 392, 21 USPQ2d 1281, 1285 (Fed. Cir. 1991) (“[W]hen unexpected results                            
                 are used as evidence of nonobviousness, the results must be shown to be                                
                 unexpected compared with the closest prior art.”).                                                     
                        Second, the claims on appeal are directed to topical compositions and                           
                 methods of topically treating fungal infection; there is no evidence of record that                    
                 the results seen on intravenous treatment would also apply to the claimed topical                      
                 compositions and methods.  See In re Fenn, 639 F.2d 762, 765, 208 USPQ 470,                            
                 472 (CCPA 1981) (“Although it is well settled that comparative test data showing                       
                 an unexpected result will rebut a prima facie case of obviousness, the                                 







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