Ex Parte HOLTON et al - Page 5


                 Appeal No. 2001-1240                                                         Page 5                    
                 Application No. 08/374,520                                                                             

                        A rejection of a claim on the basis that it is “new matter” is equivalent to a                  
                 rejection on the basis that it lacks an adequate written description in the                            
                 specification.  See In re Rasmussen, 650 F.2d 1212, 1214, 211 USPQ 323, 325                            
                 (CCPA 1981) (“Section 132 prohibits the introduction of new matter into the                            
                 disclosure of an application.  Section 112, first paragraph, requires that claim                       
                 language be supported in the specification.  This court, ha[s] said that a rejection                   
                 of an amended claim under § 132 is equivalent to a rejection under § 112, first                        
                 paragraph, for lack of support.”).  See also id. at 1214, 211 USPQ at 326 (“The                        
                 proper basis for rejection of a claim amended to recite elements thought to be                         
                 without support in the original disclosure . . . is § 112, first paragraph, not                        
                 § 132.”).                                                                                              
                        The examiner “‘bears the initial burden . . . of presenting a prima facie                       
                 case of unpatentability.’  In re Oetiker, 977 F.2d 1443, 1445, 24 USPQ2d 1443,                         
                 1444 (Fed. Cir. 1992).  Insofar as the written description requirement is                              
                 concerned, that burden is discharged by ‘presenting evidence or reasons why                            
                 persons skilled in the art would not recognize in the disclosure a description of                      
                 the invention defined by the claims.’ . . .  If . . . the specification contains a                     
                 description of the claimed invention, albeit not in ipsis verbis (in the identical                     
                 words), then the examiner . . ., in order to meet the burden of proof, must provide                    
                 reasons why one of ordinary skill in the art would not consider the description                        
                 sufficient.”  In re Alton, 76 F.3d 1168, 1175, 37 USPQ2d 1578, 1583 (Fed. Cir.                         
                 1996).                                                                                                 







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