Ex parte KENNEDY et al. - Page 4




                 Appeal No. 2001-1567                                                                                     Page 4                        
                 Application No. 09/044,455                                                                                                             


                 claims, to the applied prior art references, and to the                                                                                
                 respective positions articulated by the appellants and the                                                                             
                 examiner.  Upon evaluation of the evidence of obviousness                                                                              
                 presented by the examiner, it is our conclusion that the                                                                               
                 evidence adduced by the examiner is insufficient to establish                                                                          
                 a prima facie case of obviousness with respect to the claims                                                                           
                 under appeal.   Accordingly, we will not sustain the2                                                                                                              
                 examiner's rejection of claims 1, 2, 4-6, 8-12, 14-16, 18 and                                                                          
                 19 under                                                                                                                               
                 35 U.S.C. § 103.  Our reasoning for this determination                                                                                 
                 follows.                                                                                                                               


                          In rejecting claims under 35 U.S.C. § 103, the examiner                                                                       
                 bears the initial burden of presenting a prima facie case of                                                                           
                 obviousness.  See In re Rijckaert, 9 F.3d 1531, 1532, 28                                                                               
                 USPQ2d 1955, 1956 (Fed. Cir. 1993).  A prima facie case of                                                                             
                 obviousness is established by presenting evidence that would                                                                           


                          2Accordingly there is no need for us to consider the 37                                                                       
                 CFR § 1.132 declaration of William R. Kennedy filed on                                                                                 
                 February 15, 2000.  We note that the examiner never treated                                                                            
                 this declaration even through it was argued in the amendment                                                                           
                 filed on February 15, 2000, the brief and the reply brief.                                                                             







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