Ex Parte DEININGER et al - Page 7


                 Appeal No. 09/959,009                                                          Page 7                    
                 Application No. 08/958,009                                                                               

                         The specification states that some Alu repeats show no or only minor                             
                 variation among humans.  See page 14:                                                                    
                         Three different neutral nuclear loci, comprising 55 kb total, that                               
                         encompass Alu repeats have been sequenced for multiple                                           
                         representatives of diverse human population groups.  Most                                        
                         individuals and populations showed absolutely no variation in these                              
                         three loci.                                                                                      
                 By contrast, the Alu U and Alu D elements recited in the claims showed a high                            
                 degree of heterogeneity.  See the specification, page 15 (Alu U shows “about 50                          
                 times the diversity of other typical neutral human DNA sites.”); page 16 (The                            
                 region of the LDLR gene comprising Alu U and Alu D “has maintained a higher                              
                 level of variation than other known nuclear regions. . . .  [D]ifferences within the                     
                 region among human populations . . . show a high level of diversity.”); page 25                          
                 (“For the entire region, no two human sequences were identical, in contrast to                           
                 virtual monomorphism at other nuclear loci.”); and page 26 (“Thus, there is a hot-                       
                 spot for diversity, with the flanking sequences showing relatively low allelic                           
                 diversity much like most other neutral nuclear loci, such as introns or                                  
                 pseudogenes.”).                                                                                          
                         In addition, we note that the claims are directed to a method requiring                          
                 analysis of only two genetic loci, Alu U and Alu D.  The methods disclosed by                            
                 Shriver and Batzer, by contrast, involved analysis of different types and/or larger                      
                 numbers of genetic loci.  Batzer based his conclusions on an analysis of the                             
                 presence or absence of six different Alu sequences among members of different                            
                 ethnic groups.  See page 24 (“The distribution of six individual polymorphic Alu                         
                 insertions was determined in a total of 563 unrelated individuals that comprised                         





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