BEAM vs. CHASE - Page 7



                Interference No. 103,836                                                                                                

                        “A-308” and forward a copy of any relevant document to me.  I received the two                                  
                        page document dated April 10, 1992 (copy attached as Exhibit No. 11) from                                       
                        Mr. Simonelli by facsimile transmission on July 15, 1999.                                                       
                        10.  I promptly confirmed with Mr. Beam that he remembered disclosing the                                       
                        invention of the ‘370 patent during a meeting with Mr. Shackelford and that the                                 
                        two page document (Exhibit No. 11) was prepared by Mr. Shackelford during that                                  
                        meeting.  Mr. Beam also remembered that he conceived his invention during a                                     
                        visit to a business performing a machining operation on Hayes wheels and that                                   
                        Hayes employees including Tom Heck were present.                                                                
                        11.  I confirmed with Mr. Heck that he remembered the visit described to me                                     
                        by Mr. Beam and the disclosure of the invention by Mr. Beam during that visit.                                  
                        Although Mr. Heck did not remember the date of the visit, he did remember that                                  
                        Hayes employee Al Coleman was present.  I advised Mr. Heck that we had                                          
                        located a document that suggested the visit was before April 10, 1992 and                                       
                        Mr. Heck stated that he would search his records for the date of the visit and                                  
                        would contact Mr. Coleman for any information that he could provide.  Mr. Heck                                  
                        reported to me on July 16, 1999 that he and Mr. Coleman reviewed their 1992                                     
                        appointment books and pinpointed the date of March 19, 1992 as the day of the                                   
                        visit with Mr. Beam during which Mr. Beam disclosed his invention to them.                                      
                        The motion is denied.  Beam’s motion to correct material error in its original                                  
                preliminary statement was filed after the June 18, 1999 date set by the APJ for service of                              
                preliminary statements.  Under this circumstance, Beam is required to make a satisfactory                               
                showing that such action is essential to the interests or ends of justice, 37 CFR § 1.628(a), third                     
                sentence.  This rule’s predecessor section, 37 CFR § 1.222, has been interpreted as requiring a                         
                showing that errors could not have been avoided by the exercise of reasonable care and that the                         
                moving party was not negligent in preparing the original preliminary statement.  Fleming v.                             
                Bosch, 181 USPQ 761, 765  (Bd. Pat. Int. 1973); Moler v. Purdy, 131 USPQ 276, 277 (Bd. Pat.                             
                Int.1960).  The declaration of Clemens is to the effect that he simply failed to inquire about the                      
                file labeled “A-308” related to the invention of the ‘370 patent.  Clearly, this does not satisfy the                   
                aforementioned requirement of a showing that the error could not have been avoided by the                               
                exercise of reasonable care and that the moving party was not negligent in preparing the original                       
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