Ex Parte ROU-YUN SUN et al - Page 6



               Appeal No. 1997-3274                                                                       Page 6                  
               Application No. 08/015,248                                                                                         
               known . . . to elicit antibodies capable of neutralizing HIV infectivity in vitro.@  Answer,                       
               page 11.  Second, that it would have been obvious to make chimeric antibodies for in                               
               vitro applications because Morrison suggests that varying effector functions may yield in                          
               vitro applicability.  Id., pages 10 and 11.                                                                        
                      Having reviewed the Robert-Guroff reference, and the analysis of the reference                              
               set forth in paragraphs 2-4 of Dr. Davis= declaration of November 5, 1993, we would not                            
               go so far as to conclude, as appellants did in their brief, that the reference Asuggest[s],                        
               on balance, that neutralizing anti-HIV-1 monoclonal antibodies will not be effective for                           
               therapy.@  Brief, page 12 (emphasis added).  On the other hand, we do think it is                                  
               reasonable to conclude, as Dr. Davis did in the declaration, that Robert-Guroff stops                              
               short of suggesting Athat neutralizing anti-HIV-1 antibodies can be administered to                                
               combat HIV-1.@  Declaration, page 2.  Moreover, we see no basis for the examiner=s                                 
               statement that peptides representing the amino acid sequence in the region of residues                             
               298-322 were known to elicit neutralizing antibodies.  We see no evidence in Kennedy                               
               that peptide 2 (the closest to the BAT123 peptide) actually elicited neutralizing                                  
               antibodies - Kennedy=s disclosure in this regard appears to be merely prophetic.  On                               
               this record, we agree with appellants that Anone of the references of record suggest that                          
               anti-HIV-1 antibodies should be used in vivo,@ and A[t]here is, therefore, no suggestion                           
               to make the claimed chimeric antibodies@ for in vivo applications.  Brief, page 14.                                
                      Similarly, having reviewed the Morrison reference, in light of Dr. Davis= analysis                          
               of the reference in paragraphs 6 through 12 of the declaration executed November 5,                                
               1993, we agree with appellants that there is no suggestion in Morrison that Achimeric                              
               antibodies, having a human constant region, should be used in in vitro assays.@  Brief,                            
               page 16.                                                                                                           
                      AIn proceedings before the Patent and Trademark Office, the examiner bears the                              


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