Ex Parte RIDIHALGH - Page 4


                Appeal No.  2001-1150                                                 Page 4                  
                Application No.  09/767,764                                                                   

                adequate guidance to allow one skilled in the art to practice the claimed                     
                invention.  We agree.                                                                         
                      The burden is on the examiner to set forth a prima facie case of                        
                unpatentability. See In re Alton, 76 F.3d 1168, 1175, 37 USPQ2d 1578, 1581                    
                (Fed. Cir. 1996).  “[A] specification disclosure which contains a teaching of the             
                manner and process of making and using the invention in terms which                           
                correspond in scope to those used in describing and defining the subject matter               
                sought to be patented must be taken as in compliance with the enabling                        
                requirement of the first paragraph of 35 U.S.C. of § 112 unless there is reason to            
                doubt the objective truth of the statements contained therein which must be                   
                relied on for enabling support.”  In re Marzocchi, 439 F.2d 220, 223, 169 USPQ                
                367, 369 (CCPA 1971) (emphasis in original).  “[It] is incumbent upon the Patent              
                Office, whenever a rejection on this basis is made, to explain why it doubts the              
                truth or accuracy of any statement in a supporting disclosure and to back up                  
                assertions of its own with acceptable evidence or reasoning which is inconsistent             
                with the contested statement.”  Id. at 224, 169 USPQ at 370.                                  
                      With respect to pharmaceutical inventions, the Court of Appeals for the                 
                Federal Circuit has stated:                                                                   
                             On the basis of animal studies, and controlled testing in a                      
                      limited number of humans (referred to as Phase I testing), the Food                     
                      and Drug Administration may authorize Phase II clinical studies.                        
                      See 21 U.S.C. § 355(i)(1); 5 C.F.R. § 312.23 (a)(5), (a)(8) (1994).                     
                      Authorization for a Phase II study means that the drug may be                           
                      administered to a larger number of humans, but still under strictly                     
                      supervised conditions.  The purpose of a Phase II study is to                           
                      determine primarily the safety of the drug when administered to a                       
                      larger human population, as well as its potential efficacy under                        





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