Ex Parte CHEEK et al - Page 5




            Appeal No. 2001-1545                                                                              
            Application No. 09/199,666                                                                        


            convincing line of reasoning why it would have been obvious to one of ordinary skill in           
            the art at the time the invention was made to form the single layer of gate dielectric as         
            multiple layers of dielectric.  The examiner provides various rationales of using plural          
            dielectric layers at pages 4-5 of the answer, but provides no teaching or suggestion in           
            the prior art applied.  Additionally, the examiner maintains that the combination of layers       
            comprising silicon oxide and silicon nitride, “is an art recognized equivalent to a               
            conventional gate dielectric layer such as single layers of silicon oxide, silicon nitride,       
            silicon oxynitride etc.” (See answer at page 5.)  The examiner and Board may not,                 
            because of doubt that the invention is patentable, resort to speculation, unfounded               
            assumption or hindsight reconstruction to supply deficiencies in the factual basis fo the         
            rejection.  See In re Warner, 379 F.2d 1011, 1017, 154 USPQ 173, 178 (CCPA 1967),                 
            cert. denied, 389 U.S. 1057 (1968).  Here, the examiner has provided no evidence of               
            the asserted equivalence, and we will not speculate whether the equivalence is well               
            founded in the relevant prior art.  The examiner maintains that the language of Chau              
            suggest multiple layers to be used in place of the oxynitride gate dielectric layer and           
            argues that grammar dictated the language used in the recitations in Chau.  (See                  
            answer at page 7.)  We are not persuaded by the examiner’s arguments and find that                







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