Ex Parte CUFF et al - Page 9



              Appeal No. 2001-2157                                                               Page 9                
              Application No. 08/918,741                                                                               
              would have suggested to one of ordinary skill in the art that this process should be                     
              carried out and would have a reasonable likelihood of success, viewed in the light of the                
              prior art . . . Both the suggestion and expectation of success must be founded in the                    
              prior art, not in the applicant's disclosure").  Applicants argue that when all of the prior             
              art is considered together, persons having ordinary skill would not have a sufficient                    
              basis for the necessary predictability of success to sustain a rejection under 35 U.S.C.                 
              § 103(a).  We agree.                                                                                     
                     Simply stated, the examiner has not adequately addressed applicants' argument                     
              based on the lack of a reasonable expectation of success founded in the prior art.  The                  
              examiner argues that (1) the process (spray-drying) and its outcome (preparation of                      
              amorphous product) is a matter of "common sense" for a person having ordinary skill;                     
              and (2) the examiner should not be obliged to provide documentary proof that persons                     
              having ordinary skill would have arrived at the claimed subject matter with a reasonable                 
              expectation of success (Paper No. 13, page 5, second full paragraph).  That argument,                    
              however, is contrary to prevailing case law.  Again, "both the suggestion and the                        
              reasonable expectation of success must be founded in the prior art, not in the                           
              applicant's disclosure."  In re Dow Chemical Co., 837 F.2d at 473, 5 USPQ2d at 1531.                     
              Nor may the examiner properly take official notice of facts to fill the particular gap in the            
              record here challenged by applicants.  To the extent the examiner would argue that                       
              those facts are capable of instant and unquestionable demonstration as being "well-                      
              known" in the art, without the citation of a reference, we disagree.  See MPEP                           
              § 2144.03.  To the extent that the examiner would rely on Eagleson's Concise                             
              Encyclopedia Chemistry, published by Walter de Gruyter, New York, page 67 (1994),                        





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