Ex Parte RUIGROK et al - Page 5




          Appeal No. 2001-2262                                                        
          Application 09/006,014                                                      


          as claimed.  The examiner also refers to the portion of Takino              
          which suggests a multi-channel modification [answer, pages 8-9].            
          Appellants respond that the examiner’s diagram establishes a                
          first direction which is contrary to the claimed invention.                 
          Specifically, appellants assert that the first direction defined            
          by the examiner is not the direction of relative movement between           
          the record carrier and the magnetic head as recited in claim 11             
          [reply brief, page 2].                                                      
          We will not sustain the examiner’s anticipation rejection of                
          any of the claims based on Takino.  As pointed out by appellants,           
          the first direction defined by the examiner is indeed contrary to           
          the claimed invention.  Since Takino does not disclose every                
          feature of the claimed invention, it does not anticipate the                
          claimed invention.  Since Takino does not anticipate independent            
          claim 11, it also does not anticipate any of the claims which               
          depend therefrom.                                                           
          We now consider the rejection of claims 8, 9 and 12 under                   
          35 U.S.C. § 103(a) based on Takino taken alone.  In rejecting               
          claims under 35 U.S.C. § 103, it is incumbent upon the examiner             
          to establish a factual basis to support the legal conclusion of             
          obviousness.  See In re Fine, 837 F.2d 1071, 1073, 5 USPQ2d 1596,           
          1598 (Fed. Cir. 1988).  In so doing, the examiner is expected to            
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