Ex Parte PETTY - Page 2




          Appeal No. 2002-0467                                                        
          Application No. 08/824,153                                                  


          (Brief, page 2).  A copy of illustrative independent claim 31 is            
          attached as an Appendix to this decision.                                   
               The examiner has relied upon the following references as               
          evidence of unpatentability:                                                
          Chen et al. (Chen)          5,107,059           Apr. 21, 19921              
          Schucker                    5,430,224           Jul. 4, 1995                
               The claims on appeal stand rejected under 35 U.S.C. § 102(b)           
          as anticipated by or, in the alternative, under 35 U.S.C. § 103(a)          
          as unpatentable over Schucker (Answer, renumbered page 4).  We              
          reverse the rejections on appeal essentially for the reasons stated         
          in the Brief, Reply Brief, Reply to Examiner’s Communication, and           
          for the reasons set forth below.                                            

               1We note that Chen has been listed as prior art of record              
          “relied upon in the rejection of the claims under appeal”                   
          (Answer, ¶(9) on incorrectly numbered page 2, now renumbered as             
          page 3).  However, the examiner has not included Chen in the                
          statement of the rejection (Answer, ¶(10), renumbered page 4)               
          although discussing Chen on renumbered page 8 of the Answer                 
          (originally page 6).  See In re Hoch, 428 F.2d 1341, 1342 n.3,              
          166 USPQ 406, 407 n.3 (CCPA 1970)(whether a reference is used in            
          a major or minor role, there is no excuse for not positively                
          including a prior art reference in the statement of the                     
          rejection).  Furthermore, as correctly argued by appellant,                 
          Hotler, British Patent 2190398 A, has been inexplicably listed as           
          “Prior Art of Record” (Answer, ¶(9)) but never discussed by the             
          examiner in the Answer (see the Reply Brief, page 1; the                    
          examiner’s Letter dated June 22, 2000, Paper No. 15; and the                
          Reply to Examiner Communication dated Aug. 25, 2000, Paper No.              
          16, page 1).  Accordingly, we do not consider either Chen or                
          Hotler as part of the examiner’s evidence in support of the                 
          rejection.                                                                  
                                          2                                           





Page:  Previous  1  2  3  4  5  6  7  8  9  Next 

Last modified: November 3, 2007