Ex Parte SHI et al - Page 6




          Appeal No. 2002-0866                                                         
          Application No. 09/262,471                                                   


          prior art embodiments closest to the claimed subject matter.                 
          Therefore, upon return of this application, the examiner is to               
          determine:                                                                   
               1) Whether Delft alone, or in combination with Heuvel, would            
          have render the subject matter defined by the remaining claims               
          prima facie obvious to one of ordinary skill in the art; and                 
               2) whether any prima facie case of obviousness established              
          by Delft alone and/or in combination with Heuvel is rebutted by              
          the showing of unexpected results relied upon by the appellants              
          in the form of a Rule 132 declaration executed by Dr. Zulin Shi.             
               In assessing the sufficiency of the showing, the examiner is            
          to determine:                                                                
               1) Whether the appellants have demonstrated that the showing            
          is directed either directly or indirectly to a comparison between            
          the claimed invention and the closest prior art embodiments in               
          Delft2;                                                                      
               2) Whether the appellants have demonstrated that the showing            
          is reasonably commensurate in scope with the claims on appeal3;              

               2 In re Baxter Travenol Labs., 952 F.2d 388, 392, 21 USPQ2d 1281, 1285  
          (Fed. Cir. 1991); In re De Blauwe, 736 F.2d 699, 705, 222 USPQ 191, 196 (Fed.
          Cir. 1984).                                                                  
               3 In re Kulling, 897 F.2d 1147, 1149, 14 USPQ2d 1056, 1058 (Fed. Cir.   
          1990)(“‘[O]bjective evidence of nonobviousness must be commensurate in scope 
          with the claims.’”); In re Dill, 604 F.2d 1356, 1361, 202 USPQ 805, 808 (CCPA
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