Ex Parte OKOCHI et al - Page 3




          Appeal No. 2002-1059                                                        
          Application No. 09/051,933                                                  

               Rather than reiterate the respective positions advocated by            
          the appellants and by the examiner concerning the above noted               
          rejection, we refer to the brief and reply brief and to the                 
          answer for a complete exposition thereof.                                   
                                       OPINION                                        
               For the reasons which follow, this rejection cannot be                 
          sustained.                                                                  
               A pivotal aspect of the examiner’s rejection is his position           
          that the negative electrode of Takami would inherently possess a            
          volume resistivity not exceeding 5.0 x 10-3ohm.cm as required by            
          each of the independent claims on appeal.  More specifically, the           
          examiner argues that:                                                       
               since it has been established that resistivity is a                    
               function of filling density and particle size, the                     
               artificial graphite of Takami et al. would inherently                  
               have a resistivity not exceeding 5 x 10-3 Scm at the                   
               filling densities and particle sizes disclosed by the                  
               reference that fall within the claimed ranges [answer,                 
               page 5].                                                               
          This inherency position is deficient in a number of respects.               
               It is first appropriate to emphasize that the initial burden           
          of establishing a prima facie basis to deny patentability rests             
          upon the examiner.  In re Oetiker, 977 F.2d 1443, 1445, 24 USPQ2d           
          1443, 1444 (Fed. Cir. 1992).  Thus, if relying upon the theory of           
          inherency, the examiner must provide a basis in fact and/or                 

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