Ex Parte BERTRAM - Page 4




                    Appeal No. 2002-2314                                                                                                                                  
                    Application No. 09/213,671                                                                                                                            


                    in the form of a solution including a solvent such as                                                                                                 
                    methylethylketone (e.g., see lines 9-16 in column 5).                                                                                                 
                              As correctly argued by the Appellant, the Daude reference                                                                                   
                    contains no teaching or suggestion that the aforementioned solvent                                                                                    
                    is operative to allow patentee’s resin to dissolve and become                                                                                         
                    impregnated in the PVC substrate as required by all appealed                                                                                          
                    claims.  According to the Examiner, however, the fact that                                                                                            
                    patentee’s solvent dissolves the PVC component of his reactive                                                                                        
                    composition “is held to implicitly indicate that the same solvating                                                                                   
                    effect would be performed on [patentee’s] PVC substrate, in the                                                                                       
                    (same) manner envisioned and claimed by appellant” (answer, page 5;                                                                                   
                    emphasis deleted).  Thus, it appears to be the Examiner’s position                                                                                    
                    that Daude’s solvent inherently would be operative to allow his                                                                                       
                    resin to not only dissolve but also become impregnated in the PVC                                                                                     
                    substrate.                                                                                                                                            
                              It is well settled that the initial burden of establishing a                                                                                
                    prima facie basis for denying patentability rests upon the Examiner                                                                                   
                    and that the Examiner, if relying upon a theory of inherency,                                                                                         
                    must provide a basis in fact and/or technical reasoning to                                                                                            
                    reasonably support a determination that the allegedly inherent                                                                                        
                    characteristic necessarily flows from the teachings of the applied                                                                                    
                    prior art.  Ex parte Levy, 17 USPQ2d 1461, 1463-64 (Bd. Pat. App. &                                                                                   

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