Ex Parte McAlpin et al - Page 6




          Appeal No. 2003-0695                                       Page 6           
          Application No. 09/732,014                                                  


               Whether the rejection is under 35 U.S.C. § 102 or 35 U.S.C.            
          § 103, in a case such as this where the critical function for               
          establishing novelty or unobviousness in the claimed subject                
          matter is recited as a functional characteristic or property of             
          the claimed article and that property reasonably appears to be a            
          characteristic of the prior art article made from the same                  
          materials, it is incumbent upon appellants to prove that the                
          prior art article does not in fact possess the characteristics              
          relied on as distinguishing the claimed invention from that prior           
          art.  See In re Spada, 911 F.2d 705, 708, 15 USPQ 1655, 1658                
          (Fed. Cir. 1990); In re Fitzgerald, 619 F.2d 67, 70, 205 USPQ               
          594, 596 (CCPA 1980); In re Best, 562 F.2d 1252, 1255, 195 USPQ             
          430, 433 (CCPA 1977).  Here, appellants have not satisfied this             
          burden.                                                                     
               Concerning this matter, we do not agree with appellants’               
          contention that the applied references must explicitly describe             
          and recognize the here claimed functional characteristic.                   
          Rather, all that is required is that the examiner shows that the            
          prior art product is identical or substantially identical to the            
          claimed product.  Here, the examiner reasonably determined that             
          the claimed and prior art products are either identical or                  
          substantially identical because the references relied upon by the           







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