Ex Parte COCKS et al - Page 2



              Appeal No. 2002-0870                                                                  Page 2                
              Application No. 09/208,206                                                                                  
                     Claims 6 and 23 stand rejected under the first paragraph of 35 U.S.C. § 112,                         
              “because the specification, while being enabling for polypeptides that contain SEQ ID                       
              NO: 2, does not reasonably provide enablement for all naturally occurring polypeptides                      
              found in humans that have 90% sequence identity to SEQ ID NO:2.”  Answer, page 3.                           
              According to the examiner (id.),                                                                            
                     [t]he instant application does not provide guidance for one of skill in the art                      
                     to obtain active or otherwise useful embodiments of the claimed invention                            
                     commensurate with the scope of the claims without performing undue                                   
                     experimentation.  For example, the number of insertion embodiments                                   
                     alone that are 90% identical to SEQ ID NO:2 is 2.95 x 1042.  Additionally,                           
                     there are approximately 3.38 x 1082 nucleotide sequences that encode the                             
                     amino acid sequence that is SEQ ID NO:2; thus yielding about 10120                                   
                     nucleotide sequences that would encode amino acid sequences that are                                 
                     at least 90% identical to SEQ ID NO:2.  With this vast number of                                     
                     sequence[s], there exist sequences that would not hybridize specifically to                          
                     any probe sequence disclosed in the instant application and that will not                            
                     be amplified in a PCR run by any set of primers disclosed in that instant                            
                     application and yet would encode either SEQ ID NO:2 or a polypeptide                                 
                     sequence at least 90% similar to SEQ ID NO:2.                                                        
                     If we understand the examiner’s principal concern, it is that the claims are                         
              extremely broad, and it is likely that  the amplification and hybridization protocol                        
              provided in the specification will fail to identify some polypeptides with naturally-                       
              occurring sequences that are at least 90% identical to SEQ ID NO:2.                                         
                     “The first paragraph of 35 U.S.C. § 112 requires, inter alia, that the specification                 
              of a patent enable any person skilled in the art to which it pertains to make and use the                   
              claimed invention.  Although the statute does not say so, enablement requires that the                      
              specification teach those in the art to make and use the invention without ‘undue                           
              experimentation.’  In re Wands, 858 F.2d 731, 737, 8 USPQ2d 1400, 1404 (Fed. Cir.                           
              1988).  That some experimentation may be required is not fatal; the issue is whether the                    
              amount of experimentation is ‘undue.’” In re Vaeck, 947 F.2d 488, 495, 20 USPQ2d                            




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