Ex Parte RICKER - Page 4



          Appeal No. 2002-2143                                                        
          Application No. 09/482,038                                                  
                    Because the rotor discs 6d, are slotted with the                  
               slots 6h, an additional “lock in” ball bearing 6f, and                 
               bearing plate 6j, are required to retain the vaned                     
               rotor 6a, on the support posts 5.                                      
                    A flat, possibly split, gear 6k, is located under                 
               the lower rotor ball bearing 6f, and is held in place                  
               by the bearing pins 6g, which meshes with a pinion 6L,                 
               on the electrical generator 6m.                                        
                    The electrical generator 6m, is securely mounted                  
               on a base plate secured to the roof, and a sheet metal                 
               housing 6n, covers and protects these components.                      
                    A clamp-on collar 6p, is locked onto the vertical                 
               support post 5, under the top rotor disc 6d.  A ball                   
               thrust bearing 6r, is fitted between the underside of                  
               the top rotor disc 6d, and the clamp-on collar 6p, to                  
               support the revolving weight of the vaned rotor 6a                     
               [column 6, line 67, through column 7, line 25].                        
               The examiner’s conclusion that the subject matter recited in           
          the appealed claims would have been obvious within the meaning of           
          § 103(a) rests in large part on a finding (see pages 3 and 4 in             
          the answer) that Kelly’s vertical posts 5 meet the limitation in            
          independent claim 1, and the similar limitation in independent              
          claim 38, requiring “a plurality of vertical shafts . . . each              
          shaft carrying a plurality of blades adapted to be rotated by the           
          wind, so that the shafts are rotated by the wind.”  Kelly,                  
          however, does not provide any evidentiary support for this                  
          finding.  To the contrary, a fair reading of Kelly indicates that           
          the vertical posts 5 are static structures which are not rotated            
          by the wind.  Moreover, Kelly does not disclose any other                   
          structure, including that defined by the vane rotors 6a, which              

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