Ex Parte Fabry et al - Page 3




         Appeal No.  2004-0273                                                      
         Application No.  09/958,702                                                

         useful in cosmetics for its surfactant properties, as well as              
         other benefits.  Answer, page 3.                                           
              The examiner concludes that it would have been obvious to             
         have added the hydroxycarboxylic acid alkyl and/or alkenyl                 
         oligoglycoside ester compound of Garlisi to the composition of             
         Ansmann.  The examiner states that with respect to the amounts of          
         components and the amount of unesterified glycoside, such amounts          
         are optimizable variables, and absent unexpectedly good results,           
         would have been obvious. (Answer, pages 3-4).   On page 5 of the           
         answer, the examiner also states that one of skill in the art              
         would have been motivated to use the esters of Garlisi as the              
         surfactants of Ansmann because of the expectation of achieving a           
         pharmaceutical or cosmetic composition with the beneficial                 
         properties known to be realized.                                           
              Beginning on page 3 of the brief, appellants argue that               
         Garlisi contains “absolutely no teaching or suggestion relating            
         to the combination of said hydroxycarboxylic acid alkyl and/or             
         alkenyl oligoglycoside esters with a fatty alcohol in order to             
         realize a synergistic improvement in thickening and stability              
         properties.”                                                               
              We find that Garlisi’s use of the particularly disclosed              
         esters is not used in combination with a fatty alcohol.                    
         Hence, we do not agree with the examiner’s position that because           
         (1) Ansmann teaches that additional surfactants can be added to            
         Ansmann’s composition, and because (2) Garlisi teaches that such           
         esters can be used in cosmetic and pharmaceuticals, then                   
         sufficient motivation exists for the addition.                             
              More particularly, we note that the initial burden of                 
         presenting a prima facie case of unpatentability on any ground             
         rests with the examiner.  See In re Oetiker, 977 F.2d 1443, 1445,          
         24 USPQ2d 1443, 1444 (Fed. Cir. 1992).  We also note that in               
         order for a prima facie case of obviousness of the claimed                 
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