Ex Parte MASSEY, JR. - Page 5




          Appeal No. 2004-0298                                                        
          Application No. 09/385,226                                                  


          Montefiore Hospital, 732 F.2d 1572, 1577, 221 USPQ 929, 933 (Fed.           
          Cir. 1984).  These showings by the Examiner are an essential part           
          of complying with the burden of presenting a prima facie case of            
          obviousness.  Note In re Oetiker, 977 F.2d 1443, 1445, 24 USPQ2d            
          1443, 1444 (Fed. Cir. 1992).                                                
               With respect to each of the appealed independent claims 1, 20,         
          27, 42, and 46, Appellant’s response to the obviousness rejection           
          asserts a failure by the Examiner to establish a prima facie case           
          of obviousness since proper motivation for the Examiner’s proposed          
          combination of references has not been set forth.  After reviewing          
          the arguments of record from Appellant and the Examiner, we are in          
          general agreement with Appellant’s position as stated in the                
          Briefs.                                                                     
               In particular, we agree with Appellant that the St. Paul and           
          Successful Farming references, applied by the Examiner as providing         
          teachings of offering “in-kind” dividends to investors in lieu of           
          cash, are directed to fundamentally different problems with                 
          fundamentally different solutions than the movie financing method           
          claimed by Appellant.  As asserted by Appellant (Brief, pages 14            
          and 15; Reply Brief, pages 4-6), St. Paul describes a one-time              
          certificate redeemable for a haircut or unspecified product as a            


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