Ex Parte Lu et al - Page 6




          Appeal No. 2004-0681                                                        
          Application No. 09/899,743                                                  

          anticipation is established when a single prior art reference               
          discloses, expressly or under principles of inherency, each and             
          every element of the claimed invention.  RCA Corp. v. Applied               
          Digital Data Sys., Inc., 730 F.2d 1440, 1444, 221 USPQ 385, 388             
          (Fed. Cir. 1984).  Here, the examiner has advanced a factual and            
          technical basis in support of his position that Dixit’s plasma              
          exposure would necessarily and inherently convert the pore                  
          surfaces of his xerogels from hydrophobic to hydrophilic as                 
          required by step(b) of appealed independent claim 6.  In                    
          response, the appellants have not even acknowledged much less               
          contested the examiner’s basis for his inherency position.                  
               It is the examiner’s initial burden to establish a prima               
          facie basis for denying patentability, and, if relying upon a               
          theory of inherency, the examiner must provide a basis in fact              
          and/or technical reasoning to reasonably support a determination            
          that the allegedly inherent characteristic necessarily flows from           
          the teachings of the applied prior art.  Ex parte Levy, 17 USPQ2d           
          1461, 1463-64 (Bd. Pat. App. & Int. 1990).  In the appeal under             
          consideration, the basis for the examiner’s inherency position is           
          not without merit.  More importantly, the appellants have not in            
          any way challenged this basis including the factual and technical           
          accuracy thereof.  We are compelled by these circumstances to               

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