Ex Parte Shimizu et al - Page 7




          Appeal No. 2004-0777                                       Page 7           
          Application No. 09/731,726                                                  


          lead one of ordinary skill in the art to avoid lead and achieve a           
          low soft error rate with lower alpha decay, preferably no alpha             
          decay as described in the abstract of Akamatsu.2                            
               To the extent that appellants are asserting that the                   
          examples furnished in their specification establish unexpected              
          results for the claimed subject matter, we note that the question           
          as to whether unexpected advantages have been demonstrated is a             
          factual question.  In re Johnson, 747 F.2d 1456, 1460, 223 USPQ             
          1260, 1263 (Fed. Cir. 1984).  Thus, it is incumbent upon                    
          appellants to supply the factual basis to rebut the prima facie             
          case of obviousness established by the examiner.  See, e.g., In             
          re Klosak, 455 F.2d 1077, 1080, 173 USPQ 14, 16 (CCPA 1972).                
          Appellants, however, do not provide an adequate explanation                 
          regarding any factual showing in the specification, that is                 
          referred to in the brief, to support a conclusion of unexpected             
          advantages.                                                                 
               In particular, appellants have not established that the test           
          results presented represent unexpected results based on the                 

               2 Appellants acknowledge the overlap in the alpha amounts              
          disclosed in Akamatsu and that recited in representative claim 1.           
          See, e.g., the paragraph bridging pages 5 and 6 of the reply                
          brief.  We note that appellants also acknowledge that such low              
          alpha amounts are achieved by known methods.  See, e.g., the                
          paragraph bridging pages 12 and 13 of appellants’ specification.            







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