Ex Parte Kaellis - Page 3



              Appeal No. 2004-1037                                                                                       
              Application No. 09/680,387                                                                                 

                      (e) a shell outlet for passage of a second fluid into the shell and exterior                       
                      of the tubes and a shell outlet for withdrawing a second fluid from the                            
                      shell, wherein the first and second fluid are passed either countercurrent,                        
                      co-current, or in multi-pass substantially parallel flow, and when the                             
                      fluids are at different temperatures, a transfer of heat occurs between the                        
                      fluids.                                                                                            
                      As evidence of unpatentability, the Examiner relies on the following                               
               references:                                                                                               
               Pettigrew                          3,837,397                           Sept.  24, 1974                    
               McClintock                         4,588,027                           May   13, 1986                     

                                                  THE REJECTION                                                          
                      The Examiner rejected claims 11, 12, 15, 18 and 20 under  35 U.S.C. § 103(a)                       
               as obvious over the combination of McClintock and Pettigrew.   (Answer, pp. 3-4).                         
                                                      OPINION                                                            
                      Upon careful review of the respective positions advanced by Appellant and the                      
               Examiner, we find ourselves in agreement with Appellant’s position in that the                            
               Examiner has failed to carry the burden of establishing a prima facie case of                             
               obviousness.  See In re Oetiker, 977 F.2d 1443, 1445, 24 USPQ2d 1443, 1444 (Fed.                          
               Cir. 1992); In re Piasecki, 745 F.2d 1468, 1471-72, 223 USPQ 785, 787-88 (Fed. Cir.                       
               1984).  Accordingly, we will not sustain the Examiner’s rejection.  We will limit our                     
               discussion to claim 11, the sole independent claim on appeal.                                             


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