Ex Parte CALDWELL et al - Page 2



          Appeal No.  2004-1597                                                        
          Application No.  09/383,889                                                  
                                      BACKGROUND                                       
               Appellants’ invention relates to data compression systems               
          and methods in which data is transformed prior to compression in             
          a manner that optimizes the applied compression techniques.                  
               Representative independent claim 1 is reproduced as follows:            
               1.   A method for improving compression of a stream of data             
          comprising:                                                                  
               transforming the data in accordance with a schema; and                  
               compressing the transformed data.                                       
               The following reference is relied on by the Examiner:                   
          Breternitz, Jr. et al.        6,216,213            Apr. 10, 2001             
          (Breternitz)                             (filed Jun. 7, 1996)                
               Claims 1-5 and 7-10 stand rejected under 35 U.S.C. § 102(e)             
          as being anticipated by Breternitz.2                                         
               We make reference to the final Office action (Paper No. 6,              
          mailed April 19, 2002) and to the answer (Paper No. 14, mailed               
          September 8, 2003) for the Examiner’s reasoning, and to the brief            
          (Paper No. 13, filed July 23, 2003) for Appellants’ arguments                
          thereagainst.                                                                



               2  The rejection of Claim 6 under 35 U.S.C. § 103(a) as being           
          unpatentable over Breternitz and Houldings is withdrawn by the Examiner      
          (answer, page 8).                                                            
                                          2                                            




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